Search for: "Stifel Nicolaus & Co Inc"
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13 Nov 2009, 4:19 pm
Stifel has been working to turn its business into a full-service investment bank and its subsidiary, Stifel, Nicolaus, & Co., recently completed its buy of 56 UBS Financial Services Inc. branches, which it purchased for at least $46 million. [read post]
5 Nov 2009, 4:57 pm
Louis Business Journal, November 4, 2009 FINRA Permanently Bars Former Broker for Stifel, Nicolaus & Co. [read post]
3 Aug 2009, 1:15 pm
The Financial Industry Regulatory Authority has permanently barred a former Stifel, Nicolaus & Co. [read post]
1 Jun 2009, 9:10 pm
Another state has filed an individual enforcement against brokerage and investment banking firm Stifel, Nicolaus, & Co. [read post]
19 Mar 2009, 9:56 am
Stifel Financial Corp says that subsidiary Stifel Nicolaus & Co. [read post]
7 Oct 2008, 8:30 pm
Five school districts in Wisconsin are suing Stifel Nicolaus & Co., Inc. and Royal Bank of Canada (RBC) for losses incurred after the bank and brokerage firm sold the districts "Credit Default Swaps," (also called "CDS" or complex credit derivatives) worth $200 million resulting in some $150 million in losses. [read post]
21 Feb 2008, 7:54 am
Tobey Sommer - Suntrust Robinson Humphrey James Janesky - Stifel Nicolaus & Company, Inc. [read post]
17 Jan 2008, 5:10 pm
- Michael Calabrese, New America Foundation - Scott Cleland, Precursor, LLC - Jason Devitt, Skydeck - Blair Levin, Stifel Nicolaus 11:30 am Info Tech: Aid to Energy Conservation or Culprit in Consumption? [read post]
6 Aug 2007, 4:46 am
” Blair Levin, an analyst at brokerage Stifel, Nicolaus & Co., said competitors such as Microsoft Corp. are trying to take advantage of the edge they have over Google in the nation’s capital. [read post]
30 May 2007, 4:19 am
“The privacy issue is also the competitive issue,” said Blair Levin, an analyst at brokerage Stifel, Nicolaus & Co., who expects the FTC to approve the purchase. [read post]
