Search for: "Summit Materials, LLC" Results 41 - 60 of 98
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4 Jan 2023, 8:44 am by Silver Law Group
SBF continued to make material misrepresentations about FTX’s financial health. [read post]
11 Apr 2021, 7:00 am by Alan Rosca
Rigoni III was registered with Cetera Advisor Networks LLC, a financial industry regulatory authority (FINRA) member firm. [read post]
11 Apr 2021, 7:00 am by Alan Rosca
Rigoni III was registered with Cetera Advisor Networks LLC, a financial industry regulatory authority (FINRA) member firm. [read post]
6 Jun 2016, 12:50 pm by Michael B. Stack
In the Dallas summit there were regulators who were in attendance, who were able to gain this perspective. [read post]
26 Aug 2021, 2:59 pm by Kevin LaCroix
Carlos Lopez & Assocs., LLC, No. 19-4310, at 11 n.3 (2d Cir. [read post]
9 Mar 2018, 6:06 am
Regulating Proxy Advisors is Anticompetitive, Counterproductive, and Possibly Unconstitutional Posted by Nell Minow, ValueEdge Advisors, on Friday, March 2, 2018 Tags: Boards of Directors, Corporate Governance Reform and Transparency Act, Institutional Investors, ISS, Proxy advisors, Securities regulation, Shareholder voting The Misuse of Tobin’s Q Posted by Robert Bartlett (UC Berkeley School of Law) and Frank Partnoy (University of San Diego… [read post]
26 May 2016, 9:07 am by Michael B. Stack
What I will be doing is giving you the highlights and cliff notes from my review of that material, and my notes. [read post]
9 Jul 2021, 7:07 am by John Jascob
SEC NEWS AND SPEECHESGensler eyes new limits on Rule 10b5-1 trading plansAt the CFO Network Summit, SEC Chair Gary Gensler announced that the staff will be preparing recommendations on shoring up Rule 10b5-1 for trading plans by insiders. [read post]
22 May 2015, 8:59 am by WIMS
NY DEC Notices Re: Global Companies, LLC <> CA Governor Brown Declares State of Emergency in Santa Barbara County to Assist Oil Spill Response - Governor Brown Jr. issued an emergency proclamation for Santa Barbara County due to the effects of an oil spill near Refugio State Beach. [read post]
17 Mar 2022, 5:00 am
By continually putting off job tasks until the last moment, attorneys may be forced to scramble to complete a work product, such as a brief, and the end result is usually sub-par.In keeping with the best possible service the client is entitled to by virtue of their entrusting their cause to an attorney, the better practice may be to look ahead to the following months deadlines and, wherever possible, immediately beginning the first drafts of any briefs, discovery requests or responses, or other… [read post]