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18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
8 Nov 2023, 10:14 pm
Ask about—and be sure you understand—the techniques the ETF uses to achieve its goals. [read post]
2 Aug 2021, 1:49 pm
The SEC offers a similar online checking tool at Investor.gov. [read post]
26 Oct 2020, 11:18 am
To be sure, the definitions generally share some elements in common: a smart contract involves computer code performing part or all of a transaction between parties. [read post]
18 Oct 2017, 9:28 am
Talbots, the women’s clothing retailer, recently learned that the hard way in a lawsuit captioned The Talbots, Inc. v. [read post]
18 Oct 2017, 9:28 am
Talbots, the women’s clothing retailer, recently learned that the hard way in a lawsuit captioned The Talbots, Inc. v. [read post]
1 Sep 2017, 6:49 am
I'm not sure how that affects what we're doing here today, whether Mr. [read post]
10 May 2017, 10:20 am
These factors generally include contractual language in insurance, consulting or brokerage, administrative services and other contracts presented by vendors for use in purchasing and maintaining the program that often shift responsibility for many duties an employer otherwise might assume would be born by the vendor. [read post]
13 Apr 2016, 4:55 pm
John Reed Stark There have been several very high profile news reports of significant law firm data breaches. [read post]
12 Apr 2016, 3:50 pm
., brokerage versus advisory); or recommendations with respect to rollovers, transfers, or distributions from a plan or IRA, including whether, in what amount, in what form, and to what destination such a rollover, transfer, or distribution should be made. [read post]
12 Apr 2016, 3:50 pm
., brokerage versus advisory); or recommendations with respect to rollovers, transfers, or distributions from a plan or IRA, including whether, in what amount, in what form, and to what destination such a rollover, transfer, or distribution should be made. [read post]
19 Jan 2016, 12:13 pm
App. 1993), the brokerage involved was Bobby Byrd Real Estate, Inc. [read post]
28 Jul 2015, 7:22 am
Inc., 581 So. 2d 189 (Fla. [read post]
15 Dec 2014, 12:00 am
Sample of Bespoke Realty, Inc. [read post]
20 Aug 2014, 2:11 pm
To this end, the RFI asks questions on brokerage windows, including: the scope of investment options typically available through a window; demographic and other information about participants who commonly use brokerage windows; the process of selecting a brokerage window and provider for a plan; the costs of brokerage windows; and what kind of information about brokerage windows and underlying investment options typically is available and disclosed… [read post]
4 Jun 2014, 4:34 am
As noted in the seminal case, In re Caremark Int’l, Inc. [read post]
2 Jun 2014, 2:32 pm
Park City Club 5956 Sherry Lane, Dallas Register: https://texasceomagazine.com/events Two of Texas CEO’s “Top 10 Most Read” articles in 2013 were authored by Dallas attorney and benefit specialist Cynthia Stamer who will anchor a panel of benefit experts that will explore new developments and their practical implications on: Benefit Plan Design Workforce Classification Data Collection Cost Projections Private Exchanges New Reporting Requirements (IRC 6055 & 6056)… [read post]
31 May 2014, 9:07 am
Becky Parker, Health Reform Director, MHBT Inc. [read post]
28 May 2014, 12:05 pm
Non-exclusive right to republish granted to Solutions Law Press, Inc. [read post]
15 May 2014, 10:00 am
Employersyand fiduciaries of 401(k) plans should take note of the potential need to adopt a mid-year amendment to their plans to comply with new guidance of the Internal Revenue Service (IRS) concerning the need to timely amend their plans to comply with IRS recent guidance on when their plans must afford same-sex partners treatment equivalent to opposite-sex married couples issued in response to the Supreme Court’s decision striking down the Defense of Marriage Act (DOMA) in United… [read post]
