Search for: "Susan Schroeder"
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16 Feb 2018, 10:53 am
In a speech at the SIFMA AML Conference last week, FINRA Head of Enforcement Susan Schroeder openly explained the “straightforward framework” that Enforcement uses when making decisions about enforcement actions. [read post]
9 Jan 2018, 3:45 pm
Susan A. [read post]
2 Apr 2010, 11:38 pm
Shortly before 5:00 p.m. today, at the beginning of a holiday weekend, District Attorney Tony Rackauckas announced that Susan Kang Schroeder was promoted from "Public Affairs Counsel" to "Chief of Staff. [read post]
2 Aug 2018, 8:17 am
Advance-Fee Frauds Keep Dropping the FINRA Name -- Don't Fall for "Regulator" Imposter Ploys (FINRA Investor Alert)http://www.finra.org/investors/alerts/advance-fee-frauds-dont-fall-regulator-imposter-ploysAs asserted in the Investor Alert, An investor from the United Kingdom purportedly notified FINRA that he had received a detailed document that appeared to be signed by Susan Schroeder, FINRA's Head of Enforcement. [read post]
12 Sep 2013, 6:32 am
Susan Schroeder, spokeswoman for the Orange County District Attorney’s Office confirmed to The Denver Post that Miller has a warrant for failure to appear on a traffic ticket issued last year. [read post]
12 Sep 2013, 6:32 am
Susan Schroeder, spokeswoman for the Orange County District Attorney’s Office confirmed to The Denver Post that Miller has a warrant for failure to appear on a traffic ticket issued last year. [read post]
30 Nov 2012, 4:35 pm
[Thompson Reuters News & Insight] **10 Los Angeles County Courthouses are going to close, including Beverly Hills, West Los Angeles, Malibu, Avalon, Huntington Park, Whittier, Pomona and San Pedro. [ Los Angeles Times | Local] **Michael Schroeder, former California GOP chairman and political adviser to Orange County’s district attorney, married to the district attorney’s chief of staff, Susan Kang Schroeder, was arrested early this month for DUI in… [read post]
11 Oct 2022, 6:32 am
Posted by Susan Schroeder, Bertha Masuda, and Bonnie Schindler, Compensation Advisory Partners, on Tuesday, October 11, 2022 Editor's Note: Susan Schroeder and Bertha Masuda are partners and Bonnie Schindler is principal at Compensation Advisory Partners. [read post]
18 Sep 2014, 10:21 am
The Pay Practice The Plaintiff, Susan Peabody, worked for Time Warner as a commissioned sales person. [read post]
5 Dec 2010, 9:13 pm
In Schroeder v. [read post]
7 Apr 2008, 10:31 am
Stenger III, 41, would be at risk for committing suicide if he was charged in the investigation, and were going to seal the case.But the 20-year-veteran, who lived in Aliso Viejo and wasn't married, found the complaint, which implicated him in the molestation of an 11-year-old boy, just minutes before it was filed in court and sealed, said Susan Schroeder, spokeswoman for the Orange County District Attorney's Office. [read post]
12 Sep 2013, 1:32 pm
Susan Schroeder, spokeswoman for the Orange County District Attorney's Office confirmed to The Denver Post that Miller has a warrant for failure to appear on a traffic ticket issued last year. [read post]
12 Nov 2019, 1:59 pm
The authors are: Andrew James Lom, Partner, Norton Rose Fulbright, New York Todd Schroeder, Partner, Norton Rose Fulbright, Dallas Susan Linda Ross, Senior Counsel, Norton Rose Fulbright, New York Rachael Browndorf, Associate, Norton Rose Fulbright, New York Hersh Verma, Associate, Norton Rose Fulbright, Houston Norton Rose Fulbright has a useful database of FinTech materials for those who are interested in learning more about the subject. [read post]
17 Mar 2009, 8:13 am
Susan Kang Schroeder, a spokesman for the Orange County District Attorney's office, said that Lee faces a variety of charges, including felony gross vehicular manslaughter while intoxicated, driving under the influence of alcohol or drugs with injury, and hit-and-run with injury or death. [read post]
22 Nov 2006, 5:45 pm
Silverman, Susan P. [read post]
21 May 2012, 5:12 pm
Orange County District Attorney Tony Rackauckas and Chief of Staff Susan Kang Schroeder plan to attend the council's meeting, their office said. [read post]
11 May 2010, 2:30 pm
The public has the right to know who they are, where the live, and what they did,” said Orange County district attorney’s office Chief of Staff Susan Schroeder. [read post]
7 Jul 2013, 6:07 am
Susan Gibbs. [read post]
8 Nov 2011, 5:04 pm
Orange County District Attorney Chief of Staff Susan Kang Schroeder argued for an all-out prohibition, citing several cases that she said show the ordinance is effective. - Of course it is, so is the registry and residency restrictions, hell, all the laws for ex-sex offenders are, so tell me something else new. [read post]
8 Nov 2011, 5:04 pm
Orange County District Attorney Chief of Staff Susan Kang Schroeder argued for an all-out prohibition, citing several cases that she said show the ordinance is effective. - Of course it is, so is the registry and residency restrictions, hell, all the laws for ex-sex offenders are, so tell me something else new. [read post]
