Search for: "Susan Schroeder"
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14 Oct 2022, 6:30 am
Posted by Adnan Mazarei (Peterson Institute for International Economics) and Luc Leruth (Tbilisi University), on Tuesday, October 11, 2022 Tags: Climate change, ESG, Green energy, minerals, Reliance, Supply chain, technology Private Company Board Compensation and Governance Posted by Susan Schroeder, Bertha Masuda, and Bonnie Schindler, Compensation Advisory Partners, on Tuesday, October 11, 2022 Tags: Board of Directors, Diversity, employee retention, Equity-based… [read post]
11 Oct 2022, 6:32 am
Posted by Susan Schroeder, Bertha Masuda, and Bonnie Schindler, Compensation Advisory Partners, on Tuesday, October 11, 2022 Editor's Note: Susan Schroeder and Bertha Masuda are partners and Bonnie Schindler is principal at Compensation Advisory Partners. [read post]
21 Dec 2021, 9:12 pm
#KeepThemHome — Kevin Ring (@KevinARing) November 22, 2021 On November 30, criminal justice advocates turned their focus on Susan Rice, the Times reports: Criminal justice advocates, deeming those plans inadequate, on Nov. 30 pushed White House officials including Susan E. [read post]
12 Nov 2019, 1:59 pm
The authors are: Andrew James Lom, Partner, Norton Rose Fulbright, New York Todd Schroeder, Partner, Norton Rose Fulbright, Dallas Susan Linda Ross, Senior Counsel, Norton Rose Fulbright, New York Rachael Browndorf, Associate, Norton Rose Fulbright, New York Hersh Verma, Associate, Norton Rose Fulbright, Houston Norton Rose Fulbright has a useful database of FinTech materials for those who are interested in learning more about the subject. [read post]
11 Jul 2019, 8:56 am
Speaking about the Summit case, FINRA Department of Enforcement EVP Susan Schroeder said that as a result of the former broker’s alleged excessive trading, the firm’s clients paid hundreds of thousands of dollars in commissions. [read post]
2 May 2019, 1:22 pm
Addressing the order against Buckman, FINRA Department of Enforcement EVP, Susan Schroeder, noted that the brokerage firm was not fined because of its current financial state and “limited resources. [read post]
10 Dec 2018, 9:05 pm
Charlotte Waller, Virginia Poultry Growers Coop Tony Pavel, Cargill Nicole Finch, Turkey Valley Farms Laura Bachmeier, National Pork Board Katie Hanigan, Smithfield Alison Griffino, Tyson Foods Tina Rendon, Pilgrims Lynette Schroeder, Tyson Foods Paul Clayton, USMEF Travis Arp, USMEF Lindsay McKittrick, USMEF Michael Roberson, Publix Super Markets, Inc Rottenberg and Kiecker took their last outside meeting on Oct. 23. [read post]
2 Aug 2018, 8:17 am
Advance-Fee Frauds Keep Dropping the FINRA Name -- Don't Fall for "Regulator" Imposter Ploys (FINRA Investor Alert)http://www.finra.org/investors/alerts/advance-fee-frauds-dont-fall-regulator-imposter-ploysAs asserted in the Investor Alert, An investor from the United Kingdom purportedly notified FINRA that he had received a detailed document that appeared to be signed by Susan Schroeder, FINRA's Head of Enforcement. [read post]
16 Feb 2018, 10:53 am
In a speech at the SIFMA AML Conference last week, FINRA Head of Enforcement Susan Schroeder openly explained the “straightforward framework” that Enforcement uses when making decisions about enforcement actions. [read post]
9 Jan 2018, 3:45 pm
Susan A. [read post]
7 Dec 2017, 8:21 pm
Susan Schroeder, the Orange County District Attorney’s chief of staff issued the following statement: "The Orange County District Attorney’s Office (OCDA) is a leading enforcer of Marsy’s Law rights and takes its advocacy for crime victims seriously. [read post]
7 Dec 2017, 8:21 pm
Susan Schroeder, the Orange County District Attorney’s chief of staff issued the following statement: "The Orange County District Attorney’s Office (OCDA) is a leading enforcer of Marsy’s Law rights and takes its advocacy for crime victims seriously. [read post]
7 Dec 2017, 8:21 pm
Susan Schroeder, the Orange County District Attorney’s chief of staff issued the following statement: "The Orange County District Attorney’s Office (OCDA) is a leading enforcer of Marsy’s Law rights and takes its advocacy for crime victims seriously. [read post]
9 Nov 2015, 7:09 am
As in Alabama, the legislature used a standard somewhat different from the Restatement formulations, but the idea is the same.California: See Schroeder v. [read post]
24 Jul 2015, 6:29 am
“The community would be better off if Shirley Grindle focused her attention on 53 cats,” said Susan Kang Schroeder, chief of staff for District Attorney Tony Rackauckas. [read post]
4 Jan 2015, 9:00 pm
Dionne, Jr., and Susan Glasser will discuss the poll’s findings. [read post]
18 Sep 2014, 10:21 am
The Pay Practice The Plaintiff, Susan Peabody, worked for Time Warner as a commissioned sales person. [read post]
12 Sep 2013, 1:32 pm
Susan Schroeder, spokeswoman for the Orange County District Attorney's Office confirmed to The Denver Post that Miller has a warrant for failure to appear on a traffic ticket issued last year. [read post]
12 Sep 2013, 6:32 am
Susan Schroeder, spokeswoman for the Orange County District Attorney’s Office confirmed to The Denver Post that Miller has a warrant for failure to appear on a traffic ticket issued last year. [read post]
12 Sep 2013, 6:32 am
Susan Schroeder, spokeswoman for the Orange County District Attorney’s Office confirmed to The Denver Post that Miller has a warrant for failure to appear on a traffic ticket issued last year. [read post]
