Search for: "T & L Investors Corp."
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21 Jun 2022, 8:05 am
Those firms included: Aegis Capital Corp. [read post]
19 Mar 2017, 11:30 am
L. 751 #corpgov— Stefan Padfield (@ProfPadfield) March 14, 2017 "Investors Don’t Think That Climate Change Is A Hoax: BlackRock... [read post]
29 Dec 2009, 2:00 am
” And on the issue of why the annual financial statement audits didn’t find the fraud: Koss Corp. does have its books audited annually by an outside firm, Grant Thornton. [read post]
27 Jul 2022, 10:52 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations in GWG L Bonds who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
3 Jun 2022, 7:18 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations in GWG L Bonds who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
SEC Gets Initial Victory in Lawsuit Against SIPC Over Payments Owed to Stanford Ponzi Scam Investors
10 Feb 2012, 5:32 pm
District Court Judge Robert Wilkins says that the Securities and Exchange Commission doesn’t need to go through a full civil trial in order to make the Securities Investor Protection Corp. start liquidation proceedings to compensate the victims of Allen Stanford’s $7B Ponzi scam for their losses. [read post]
14 Nov 2023, 6:31 am
A S H A R E H O L D E R P R O P O S A L T O W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
14 Nov 2023, 6:31 am
A S H A R E H O L D E R P R O P O S A L T O W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
10 Feb 2009, 2:42 pm
The SIPC case is Securities Investor Protection Corp. v. [read post]
23 Feb 2010, 10:40 am
This isn't the case of someone pretending to put your money in account and taking off with it -- here, Madoff put the money in Bernard L. [read post]
9 Dec 2011, 4:56 am
Elson, director of the John L. [read post]
17 Jul 2017, 3:00 am
I don’t want to read too much into this – but it’s the third time in the past month or so that Rule 3-13 waiver requests have been mentioned in Corp Fin guidance or in comments by senior SEC Staffers. [read post]
1 Feb 2019, 10:51 am
Admissions in SEC enforcement cases: the revolution that wasn’t. [read post]
16 Mar 2012, 3:00 am
The Segregated Account of Ambac Assurance Corp., Dkt Nos. 11-5309-cv(L) (2d Cir. 2012), the Court addressed the issue of the removal of a case from state to federal court under the Class Action Fairness Act of 2005 — an act that has had major impact on collective actions in the U.S. [read post]
26 Sep 2022, 9:23 am
Coker Jr. and James T. [read post]
16 Apr 2008, 12:35 pm
L. [read post]
22 Aug 2020, 1:50 am
By way of example, SL Green Realty Corp (owner of One Vanderbilt) reportedly collected 90 percent of its second quarter rent. [read post]
6 May 2023, 2:49 pm
So if 20% of the APEs vote yes, 5% vote no, and 75% don’t vote at all, Computershare will vote 80% of the preferred stock for yes, which will be enough to pass the amendments even if all of the common stock doesn’t vote (or votes no). [read post]
19 Nov 2010, 1:13 pm
John T. [read post]
12 Nov 2009, 6:15 pm
Yet doing so actually improves P&L. [read post]
