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15 Apr 2024, 7:25 am by Unknown
Macquarie’s stock price fell around 41 percent.In a complaint filed in the Southern District of New York, Moab Partners, L. [read post]
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
14 Nov 2023, 6:31 am
A  S H A R E H O L D E R  P R O P O S A L  T O  W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
14 Nov 2023, 6:31 am
A  S H A R E H O L D E R  P R O P O S A L  T O  W A T C H Golden parachutes cushion corporate leaders from the financial risks of a sudden exit by promising substantial severance packages, particularly when there is a change in control. [read post]
16 Aug 2023, 10:52 am by Kevin LaCroix
Jarkesy George Jarkesy founded a pair of hedge funds that managed approximately $24 million in assets from 120 investors. [read post]
25 Jul 2023, 9:05 pm by renholding
  Addressing climate change risk can improve risk-adjusted returns for investors holding a diversified portfolio of equity and other investments. [read post]
17 Jul 2023, 9:05 pm by ilyabeylin
  The opinion cites Int’l Bhd. of Teamsters v. [read post]
9 May 2023, 9:01 pm by renholding
Questionnaires should require information on whether the nominee is an employee, officer, partner or co-investor of the nominating stockholder. [read post]
6 May 2023, 2:49 pm by Steve Bainbridge
So if 20% of the APEs vote yes, 5% vote no, and 75% don’t vote at all, Computershare will vote 80% of the preferred stock for yes, which will be enough to pass the amendments even if all of the common stock doesn’t vote (or votes no). [read post]
4 May 2023, 9:05 pm by renholding
Barr, “ESG Can’t Square With Fiduciary Duty,” September 6, 2022. [read post]
27 Mar 2023, 9:01 pm by renholding
Although Median NERA-Defined Investor Losses reached their highest level in a decade, the Median Ratio of Settlement to Investor Losses held steady for the third straight year at 1.8%. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
  Many start with and later add investors to ongoing funds and matters. [read post]
6 Feb 2023, 1:37 pm by Guest Author
In 2002, after a series of accounting scandals involving Enron and WorldCom, Congress swiftly passed the Sarbanes-Oxley Act in an effort to restore investors’ confidence in the market. [read post]