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14 Nov 2023, 6:31 am
S E T T I N G  S T A N D A R D S As much as corporate managers and boards may view these proposals as challenging, it’s important to emphasize that they are non-binding resolutions. [read post]
14 Nov 2023, 6:31 am
S E T T I N G  S T A N D A R D S As much as corporate managers and boards may view these proposals as challenging, it’s important to emphasize that they are non-binding resolutions. [read post]
9 Nov 2023, 9:01 pm by renholding
For example, foreign investment advisers have faced numerous hurdles in registering with the SEC, the pending move to T+1 settlement in the equity markets raises potential mismatches with foreign jurisdictions that will need to be resolved, and some of the SEC’s shortened filing deadlines may present challenges for those in foreign time zones. [read post]
30 Oct 2023, 8:51 am by jonathanturley
Here is my annual list of Halloween torts and crimes. [read post]
29 Oct 2023, 2:56 pm by Steve Bainbridge
As for the big three asset managers—BlackRock, State Street, and Vanguard—all claim to have embraced ESG because they believe that ESG factors are positively correlated with firm performance. [read post]
27 Oct 2023, 6:30 am
Sandstrom, Center for Political Accountability, on Wednesday, October 25, 2023 Tags: 501(c)(4), CPA-Zicklin Model Code, Management, Political Accountability What Would Happen to ESG Proposals If Vanguard, BlackRock and State Street Didn’t Vote? [read post]
27 Oct 2023, 6:30 am
Sandstrom, Center for Political Accountability, on Wednesday, October 25, 2023 Tags: 501(c)(4), CPA-Zicklin Model Code, Management, Political Accountability What Would Happen to ESG Proposals If Vanguard, BlackRock and State Street Didn’t Vote? [read post]
24 Oct 2023, 9:01 pm by renholding
If the public doesn’t think the system is fair, at a minimum, they are not going to invest their hard-earned money. [read post]
18 Oct 2023, 1:52 pm by Sasha Volokh
But this doesn't work, for the same reason it didn't work in the strict scrutiny analysis above. [read post]
16 Oct 2023, 7:08 am by The White Law Group
Daxton White, managing partner of The White Law Group, “It is possible that many more investors have suffered devastating losses due to the broker-dealers’ failure to supervise and don’t realize they have recovery options. [read post]
13 Oct 2023, 10:30 am by Jack Bogdanski
The 72-unit building in Portland’s Kenton neighborhood, opened by Transition Projects Inc. [read post]
9 Oct 2023, 2:34 pm by Kevin LaCroix
This article is co-authored by Sarah Abrams, Head of Professional Liability Claims, Bowhead Specialty Underwriters, Inc., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  Today, common ownership levels are high, especially as index and exchange traded funds offered by portfolio investors (like BlackRock, Vanguard and State Street) have risen in popularity. [read post]
15 Sep 2023, 6:38 am by Zak Gowen
Recently, our payments risk-management firm has seen the assessments levied against payments acquirers for miscoded MCCs reach upwards of seven digits. . . . [read post]
29 Aug 2023, 10:05 am by Arthur F. Coon
Per the Court:  “Compliance with these legal standards is not discretionary for property owners” and “[t]he trial court may not allow CEQA to trump the criminal law. [read post]