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13 Dec 2021, 9:16 am
The National Advertising Division (NAD) of BBB National Programs recently examined advertising claims by Straight Smile, LLC (Byte), seller of direct-to-consumer teeth aligners, recommending that Byte provide clear disclosures when reviewers of its product receive incentives in exchange for posting reviews. [read post]
4 Nov 2013, 5:33 am
Take a look at the offering of Bio Profit Series V, LLC detailed in an enforcement action by the Securities and Exchange Commission. [read post]
7 May 2015, 5:00 am
As I have done in the past, I parsed the list to see which managers are registered with the Securities and Exchange Commission as investment advisers. [read post]
19 May 2014, 6:27 am
As I have done in the past, I parsed the list to see which managers are registered with the Securities and Exchange Commission as investment advisers. [read post]
11 Feb 2010, 11:55 am
The 10 largest ETFs comprise almost 40% of total ETF assets, and the top 10 in trading volume account for 60% of total ETF volume. [read post]
25 Feb 2020, 8:29 am
What are Some of the Top Risks Individual Investors Will Face in 2020? [read post]
28 Jun 2017, 7:11 am
Brad Katsuyama, CEO of the IEX Group, Inc. and Investors Exchange LLC, agreed that exchanges have conflicts of interest related to selling market data. [read post]
8 Feb 2023, 2:40 pm
The owner of pharmaceutical and medical equipment company Midwest Medical Holdings LLC, Larry Wallace Lindberg, was sentenced in December 2022 for failure to file tax returns and pay taxes on behalf of the company. [read post]
30 Jul 2012, 1:00 pm
The post Severance Agreements and Collecting Unemployment Benefits appeared first on Law Office of Maura Greene, LLC. [read post]
1 Aug 2022, 7:00 am
On top of that, he sent some of those funds to his account. [read post]
5 Oct 2015, 3:11 am
Both sessions feature panels with top academics and practitioners in the field. [read post]
10 Feb 2021, 10:55 am
Notably, in North State Deli, LLC, et al. v. [read post]
18 Dec 2018, 8:45 am
Securities Exchange Commission. [read post]
28 Dec 2023, 9:05 pm
In lieu of our regular Friday feature—”the Week in Review”—The Regulatory Review is today recapping some of the top regulatory news from the past year, including major U.S. [read post]
4 May 2016, 5:00 am
As I have done in the past, I parsed the list to see which managers are registered with the Securities and Exchange Commission as investment advisers. [read post]
30 Dec 2009, 5:33 am
Chancery Retains Jurisdiction over Claims of False Disclosures in Schedule 13D Filings Despite Federal Jurisdiction over Exchange Act Violations by Hedge Funds; and Allows Claim of Damages to Proceed Despite Payment of Termination Fee to Losing Bidder State Line Ventures, LLC v. [read post]
21 Jan 2022, 10:32 am
Read on for Constantine Cannon’s Top Ten Federal Financial Fraud Recoveries of 2021. [read post]
21 Jan 2022, 10:32 am
Read on for Constantine Cannon’s Top Ten Federal Financial Fraud Recoveries of 2021. [read post]
17 Feb 2009, 1:04 pm
Don't worry The Krebs Law Firm LLC will not be twittering or blogging while in court. [read post]
23 Sep 2015, 1:26 pm
Top executives at Penson Financial Service are facing charges filed by the Securities and Exchange Commission (SEC). [read post]
