Search for: "The CME Group, Inc." Results 41 - 60 of 70
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21 Sep 2010, 7:09 pm by Hedge Fund Lawyer
Laurie Posner (PNC Capital Advisors) 10:00 – 10:30 – Coffee Break (Sponsored by Firm 58) 10:30 – 11:00 – Manager Selection and Portfolio Creation at a Fund of Funds (Sponsored by Ruddy Law Office, PLLC) Speaker To Be Confirmed (The Kenmar Group) 11:00 – 12:00 – Innovations in Investment Products and Marketing Exchange Traded Funds (Sponsored by Michael Coglianese CPA, PC) Tim Pickering (Auspice Capital Advisors Ltd) 11:00 – 12:00 –… [read post]
As a partner, Hunter acquired a 9% ownership interest and had signatory authority over the firm’s bank accounts and controlled the brokerage accounts of the firm’s affiliate, National Business Concepts International-CME Trade Group LLC (NBCI). [read post]
21 Oct 2019, 8:43 am by John Jascob
Representatives of the CFTC, NFA, and CME Group, along with some of the industry’s top lawyers and experts, shared their insights, guidance and advice about the current state of law and regulation at the 11th Annual Chicago Kent Annual Conference on Futures and Derivatives. [read post]
19 Dec 2011, 2:26 am
.'s and MF Global Inc.'s Chief Executive Jon Corzine's third time to testify before Congress. [read post]
10 May 2012, 3:19 pm by Sean Quinn, ISS Governance Institute
 Things are still in the early stages though; shareholders will vote on proxy access proposals at Charles Schwab and Princeton National Bancorp on May 17 and at Western Union and CME Group on May 23. [read post]
26 Apr 2012, 3:51 pm by Ted Allen
Similar Norges Bank proposals are slated for votes at Charles Schwab Corp. and Pioneer Natural Resources on May 17 and at Western Union and CME Group on May 23. [read post]
17 Dec 2015, 12:37 pm by William Foley
The CME Group, Inc., the Northern District of Illinois followed suit, dismissing multiple claims related to high frequency trading brought against several Chicago-based derivatives exchanges. [read post]
17 Mar 2020, 1:32 pm by Noble McIntyre
Lidocaine HCl Topical Solution 4%, 50ml, has been recalled by Teligent Pharma, Inc. due to super potency. [read post]
5 Nov 2017, 2:56 pm by Kevin LaCroix
  As discussed in its press release (here), on September 29, 2017, the agency filed an enforcement action against a businessman, Maksim Zaslavskiy, and two organizations, REcoin Group Foundation and DRC World, in connection with a pair of ICOs purportedly backed by investments in real estate and diamonds. [read post]
24 Jan 2020, 10:34 am by luiza
Celadon Group – In April 2019, Indianapolis-based trucking company Celadon Group, Inc. reached a settlement with the SEC in which it will pay $42.2 in restitution to shareholders to address an alleged accounting fraud. [read post]
14 Dec 2015, 5:36 am
Coscia employed the programs in 17 different CME Group markets and three different markets on the ICE Futures Europe exchange. [read post]
2 Feb 2023, 12:22 pm by anne
In connection with these losses, Easterday also defrauded derivatives exchange the CME Group Inc., by submitting false paperwork, thereby exempting Easterday Ranches from certain position limits in live cattle futures contracts. [read post]