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10 Feb 2012, 10:31 am
The Commissioner urged that EU Government securities be given the same treatment as US Government securities under the final Volcker regulations.The Commissioner emphasized that the principles of proportionality and non-discrimination should be respected throughout the Volcker regulations. [read post]
15 Dec 2014, 1:17 pm
The Campaign Against Classified Boards of Directors” posted on December 10, 2014, a sitting Commissioner of the Securities and Exchange Commission and a former SEC Commissioner accuse the Shareholder Rights Project at Harvard Law School (SRP) of violating the anti-fraud provisions of the securities laws. [read post]
23 Nov 2013, 12:48 pm
On November 22, 2013, Commissioner Kara M. [read post]
23 Nov 2013, 12:38 pm
On November 22, 2013, Commissioner Michael S. [read post]
1 Mar 2019, 8:46 am
The amendments also provide that the Commissioner “may reserve the right to find the applicant qualified by other examinations or significant and comprehensive experience in the securities business. [read post]
19 May 2011, 8:00 am
The Washington Post revealed that the Obama Administration has now sent two names to Congress with respect to membership on the Securities and Exchange Commission: Commissioner Aguilar for reappointment and David Gallagher to fill the position that will be vacated by Commissioner Casey. [read post]
7 Jun 2011, 9:22 pm
Last week, Social Security Administration Commissioner, Michael Astrue made a stop in Fayetteville, North Carolina. [read post]
24 Apr 2015, 4:09 pm
On April 14, 2015, in a speech to the North American Securities Administrators Association (“NASAA”), Luis Aguilar, Commissioner to the Securities and Exchange Commission (“SEC”), stated that the SEC is looking closer at sales practices with respect complex securities. [read post]
27 Jan 2014, 11:04 am
Office of the Privacy Commissioner of Canada | Media Advisory - Special report expected to be tabled in Parliament: Interim Privacy Commissioner to provide recommendations on the protection of privacy rights in national security efforts OTTAWA, Jan. 27, 2014 /CNW/ - A special report from the Interim Privacy Commissioner of Canada regarding privacy protection in an era of cyber-surveillance is expected to be tabled in Parliament on Tuesday, January 28, 2013 at… [read post]
22 Jun 2012, 6:04 pm
On June 15, 2012, the Maryland Securities Commissioner issued an order adopting the NASAA model rule exemption for investment advisers to private funds. [read post]
1 Mar 2009, 9:59 pm
Secret Service, Chief of Staff at the Transportation Security... [read post]
5 Aug 2010, 10:38 pm
The Securities and Exchange Commission Historical Society has just posted online a diary kept by Norman Poser, an SEC commissioner, during his US AID mission to bring best American practices in securities regulation to Brazil in 1966. [read post]
27 Jan 2014, 12:14 pm
., Commissioner Michael S. [read post]
18 Jan 2013, 4:00 am
The 6-year term of Social Security Commissioner Michael Astrue is complete, and he will depart the SSA. [read post]
3 Feb 2012, 6:57 am
The Georgia Commissioner of Securities has proposed twelve amendments to investment adviser and broker-dealer rules it promulgated late last year under the Georgia Uniform Securities Act. [read post]
19 Nov 2013, 7:13 am
On November 15, 2013, Commissioner Daniel M. [read post]
10 Mar 2008, 8:20 am
Scottish Commissioner welcomes release of reliance contractSIC press release7 March 2008The Scottish Information Commissioner, Kevin Dunion, today (7 March 2008) welcomed the decision of the Scottish Prison Service (SPS) to voluntarily publish in full its contract with Reliance Secure Task Management, for its prisoner escort and court custody service.The Commissioner first received an appeal in relation to this contract in 2004, when the request was considered… [read post]
6 Apr 2022, 5:14 pm
Uyeda is a career attorney with the Securities and Exchange Commission. [read post]
9 May 2012, 5:09 pm
Now, it appears that the Missouri Commissioner of Securities is ready to adopt that new exemption. [read post]
8 Aug 2007, 1:35 pm
The Chancery Court considered an appeal from a decision by the Delaware Securities Commissioner on an issue of first impression in Delaware. [read post]
