Search for: "The Nasdaq Stock Market LLC"
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11 Dec 2023, 5:39 pm
About half of Americans have invested in the stock market.[1] There are hundreds of stock markets worldwide where shares of public companies are bought and sold. [read post]
13 Nov 2023, 1:01 pm
FINRA Rule 2020 Example In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
7 Nov 2023, 8:37 am
Market Manipulation in Action In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
5 Nov 2023, 1:02 pm
Nasdaq Stock Market, LLC proposed a rule that would require companies listed on its stock exchange to have women and minority directors on their boards or explain why they do not. [read post]
16 Jun 2023, 6:11 am
The institutional investor purchased 19,831 shares of the company’s stock, valued at approximately $125,000. [read post]
4 Jun 2023, 9:01 pm
KKR Financial Holdings LLC. [read post]
14 May 2023, 9:01 pm
Nasdaq listing rules required Limelight to obtain stockholder approval for the issuance of the stock consideration in the Acquisition.[6] In advance of the vote, the Company issued a proxy statement that summarized the Acquisition and Stockholders’ Agreement (which was also publicly filed), including the provisions that would become the subject of the litigation.[7] On June 9, 2022, the Company’s stockholders voted overwhelmingly in favor of the stock issuance.… [read post]
9 May 2023, 11:55 am
And when we had the recent downturn in the stock market, a lot of these structured products lost tremendous value. [read post]
2 Apr 2023, 6:00 am
This decline could be attributed to various factors, such as seasonal trends or market conditions. [read post]
22 Mar 2023, 12:15 am
But wait, there's even more, the holding company and its non-bank was also subject to regulation by the Securities and Exchange Commission as well as at least two self-regulatory organizations - the Financial Industry Regulatory Authority, Inc. and The Nasdaq Stock Market LLC. [read post]
19 Jan 2023, 12:49 pm
Regulators and courts will have to carefully assess whether public companies manipulated the valuation process to deceive investors or whether stock declines reflect the bursting of a bubble.[2] The equity market selloff in 2022, which contributed to the worst year since 2008 for the Dow Jones, S&P 500 and the NASDAQ, has exposed U.S. [read post]
9 Jan 2023, 9:01 pm
(A substantive year in review for the U.S. market will be documented in the ISS Securities Class Action Services “Top 100 U.S. [read post]
8 Jan 2023, 9:26 am
From a legal perspective, the new company is typically organized as either a C-corporation or as a limited liability company (“LLC”). [read post]
5 Jan 2023, 2:22 pm
(A substantive year in review for the U.S. market will be documented in the ISS Securities Class Action Services “Top 100 U.S. [read post]
8 Dec 2022, 12:07 pm
appeared first on Zamansky LLC. [read post]
3 Oct 2022, 10:47 am
Although these products are touted as offering potentially higher yields than other investment assets that are correlated with the traditional stock and bond markets, they came at a much greater risk to investors as they had no credit rating and were not insured. [read post]
22 Jul 2022, 3:39 am
The White Law Group has been investigating the REIT since 2016 when it first announced that it would re-evaluate pursuing a listing on the NASDAQ Global Market, and consider other stockholder liquidity options. [read post]
8 Jul 2022, 7:14 pm
Finally, we come to Nasdaq Stock Market LLC v. [read post]
6 Jul 2022, 7:03 am
Circuit court could not sever the offending part, and thus vacated the entire order (The Nasdaq Stock Market LLC v. [read post]
4 Jul 2022, 7:46 pm
UBS Sued in Federal Court Over Form 1099 Reporting (BrokeAndBroker.com Blog)SEC Obtains Final Judgments Against Defendants in Netflix Insider Trading Ring (DOJ Release)SEC Obtains Judgments Against Three Individuals for Participating in Multi-Million Dollar International Fraud Scheme (SEC Release)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
