Search for: "The Nasdaq Stock Market LLC"
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1 Aug 2021, 10:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5987/securities-industry-commentator/Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt Listing Rules Related to Board Diversity and to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service (SEC Release… [read post]
1 Feb 2021, 10:14 am
(NASDAQ: KOSS) and Nokia (NYSE: NOK) stock on January 28, 2021. [read post]
7 Aug 2021, 4:45 am
A Goal for All Today [August 6, 2021], the Commission approved rule changes proposed by The Nasdaq Stock Market LLC (“Nasdaq” or the “Exchange”) relating to board diversity. [1] One will offer certain listed companies free access, for a limited time, to a board recruitment service with access “to a network of board-ready diverse candidates. [read post]
20 Feb 2019, 5:00 am
SEC; NASDAQ Stock Market LLC v. [read post]
24 May 2012, 6:51 am
The fact is most volume on equity exchanges like NASDAQ and NYSE are the r [read post]
19 Sep 2017, 3:06 pm
Thoreson agreed to settle SEC charges that he purportedly manipulated the stock of a microcap company in an attempt to get it listed on the Nasdaq stock exchange. [read post]
10 Mar 2020, 6:22 am
And the Nasdaq dropped 7.3 percent. [read post]
1 Jul 2008, 7:29 pm
Amidst concern about high oil prices, further fallout from the credit crisis, and a slowing economy, U.S. stock prices continued to fall and pushed the Dow Jones industrial Average to the brink of a bear market. [read post]
1 Apr 2009, 9:45 pm
After yesterday's stock market closed, Overstock.com (NASDAQ: OSTK) announced the resignation of James V. [read post]
22 Jan 2021, 7:56 am
In June 2020, Nasdaq Stock Market, Nasdaq BX, and Nasdaq PHLX petitioned the D.C. [read post]
21 Mar 2011, 12:34 pm
Just as the SPAC market was shutting in 2008, the New York Stock Exchange (NYSE) and NASDAQ proposed rule changes to allow SPACs on those exchanges. [read post]
4 Jul 2022, 7:46 pm
UBS Sued in Federal Court Over Form 1099 Reporting (BrokeAndBroker.com Blog)SEC Obtains Final Judgments Against Defendants in Netflix Insider Trading Ring (DOJ Release)SEC Obtains Judgments Against Three Individuals for Participating in Multi-Million Dollar International Fraud Scheme (SEC Release)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
4 Jul 2022, 7:46 pm
The Flash Crash, Interactive Brokers, Two Hedge Funds, John Does, and Homer Simpson's Appetite for Donuts (BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
11 Jun 2021, 5:47 am
(BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
19 Oct 2016, 7:12 am
Meanwhile, after a number of missed deadlines, the Nasdaq stock market has delisted UDF IV shares. [read post]
25 May 2022, 6:22 am
The panel concluded that the Commission reasonable concluded that the rule would promote its stated goal and that the agency carefully considered the costs and benefits to the public interest (The Nasdaq Stock Market LLC v. [read post]
11 Dec 2023, 5:39 pm
About half of Americans have invested in the stock market.[1] There are hundreds of stock markets worldwide where shares of public companies are bought and sold. [read post]
5 Nov 2023, 1:02 pm
Nasdaq Stock Market, LLC proposed a rule that would require companies listed on its stock exchange to have women and minority directors on their boards or explain why they do not. [read post]
16 Nov 2007, 12:55 am
(NASDAQ: EPIQ), a leading provider of integrated technology solutions for the legal profession, today announced a registered direct offering of 5,000,000 shares of common stock pursuant to its effective shelf registration statement at an offering price of $16.60 per share. [read post]
29 Dec 2006, 10:44 am
In addition, Wachovia Capital Markets, LLC and A.G. [read post]
