Search for: "The Nasdaq Stock Market LLC"
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7 Aug 2021, 4:45 am
A Goal for All Today [August 6, 2021], the Commission approved rule changes proposed by The Nasdaq Stock Market LLC (“Nasdaq” or the “Exchange”) relating to board diversity. [1] One will offer certain listed companies free access, for a limited time, to a board recruitment service with access “to a network of board-ready diverse candidates. [read post]
7 Aug 2021, 4:45 am
Today [August 6, 2021], the Commission approved Nasdaq Stock Market LLC’s proposed rule changes related to board diversity and disclosure. [1] The new listing standards will require each Nasdaq-listed company, subject to certain exceptions, to have at least two diverse board members or explain why it does not. [2] The new listing standards also will require disclosure, in an aggregated form, of information on the voluntary self-identified gender,… [read post]
5 Aug 2021, 12:33 pm
” Robinhood has previously come under scrutiny for Tenev’s lack of FINRA registration, and took the public position that Tenev is the CEO of Robinhood Markets Inc., which is simply the holding company for the brokerage entity Robinhood Financial LLC. [read post]
1 Aug 2021, 10:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5987/securities-industry-commentator/Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, to Adopt Listing Rules Related to Board Diversity and to Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service (SEC Release… [read post]
30 Jul 2021, 7:58 am
This year, Wyoming became the first state to legally recognize decentralized autonomous organizations, or DAOs, as a new form of LLC. [read post]
11 Jun 2021, 9:20 am
Payments Startup Marqeta Valued at Over $17 Bln in Nasdaq DebutReuters – June 9, 2021 Shares of Marqeta Inc (MQ.O), which provides payments services to customers including Uber Technologies Inc (UBER.N) and DoorDashInc, rose more than 20% in their Nasdaq debut, giving the firm a market capitalization of over $17.2 billion. [read post]
11 Jun 2021, 5:47 am
(BrokeAndBroker.com Blog)The Nasdaq Stock Market LLC, et al., Petitioners, v. [read post]
9 Jun 2021, 6:06 am
On May 19, 2021, the Securities and Exchange Commission (“SEC”) approved proposed rule changes submitted by The Nasdaq Stock Market LLC (“Nasdaq”) that allow companies to list in connection with a concurrent primary offering. [read post]
26 May 2021, 8:42 am
Nelson, J.D.The SEC’s Division of Trading and Markets, pursuant to delegated authority from the Commission, recently approved a proposal submitted by The Nasdaq Stock Market LLC to permit the exchange to allow companies to conduct primary direct listings. [read post]
24 May 2021, 9:21 am
Wunong received written notification from the NASDAQ Stock Market LLC that because the company failed to file it’s annual report on Form 20F for the year ending on December 31, 2020, it was no longer in compliance with Listing Rule 5250(c)(1) for continued listing. [read post]
20 Apr 2021, 9:33 am
These shares of Series A common stock began trading on the Nasdaq Capital Market on October 7, 2020 under the symbol “SQFT”. [read post]
8 Apr 2021, 9:04 am
(“TWC Tech Holdings”) (Nasdaq Capital Market (“Nasdaq”): TWCT), a publicly traded special purpose acquisition company, today [April 8, 2021] announced they have entered into a definitive business combination agreement and plan of merger (“Merger Agreement”). [read post]
29 Mar 2021, 2:17 pm
NYC’s shares closed at $8.74 per share yesterday, according to Market Watch. [read post]
12 Feb 2021, 5:57 am
Evidence from the Stock Option Backdating Scandal Posted by Dain C. [read post]
1 Feb 2021, 10:14 am
(NASDAQ: KOSS) and Nokia (NYSE: NOK) stock on January 28, 2021. [read post]
22 Jan 2021, 7:56 am
In June 2020, Nasdaq Stock Market, Nasdaq BX, and Nasdaq PHLX petitioned the D.C. [read post]
10 Jan 2021, 5:39 am
Continued focus on internationalization being driven by the need to access new markets and revenue streams as well as the need to serve underserved markets. [read post]
13 Dec 2020, 3:25 am
The following listing highlights key industry business moves by sharing the announcement date, parties involved, and amounts (if available) of significant eDiscovery-related mergers, acquisitions, and investments. eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 4-Dec-20Nuix LImited (NXL) - IPOAustralian Stock Exchange (ASX) 3-Dec-20AccessDataExterro 1-Dec-20CicaydaTCDI 12-Nov-20Hyperion Global PartnersEpiq… [read post]
30 Oct 2020, 9:13 am
NYC’s shares closed at $11.13 per share yesterday, according to Market Watch. [read post]
9 Oct 2020, 7:54 am
In June 2020, Nasdaq Stock Market, Nasdaq BX, and Nasdaq PHLX petitioned the court to review the SEC's order while asking the Commission to stay its order pending the final resolution of the case. [read post]
