Search for: "The Nasdaq Stock Market LLC"
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6 Apr 2018, 11:33 am
The post Tech Wreck 2.0 appeared first on Zamansky LLC. [read post]
21 Apr 2009, 6:12 pm
Let's see if the masquerading stock market reformer Patrick Byrne has the guts to provide a detailed truthful response to each and every question.To Patrick M. [read post]
23 Jan 2012, 5:59 am
Once the final rule becomes effective (30 days from its publication in the federal register) the list of covered securities will include those listed, or authorized for listing, on: New York Stock Exchange; NYSE Amex LLC; National Market System of the Nasdaq Stock Market; Tier I of the NYSE Arca, Inc.; Tier I of the Nasdaq OMX PHLX LLC; Chicago Board Options Exchange, Incorporated; Options listed on the… [read post]
26 Sep 2018, 2:39 pm
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
26 Sep 2018, 2:39 pm
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
6 Aug 2010, 9:45 am
Antar Update: Friday afternoon stock market close Overstock.com shares dropped $3.40 to per share to close at $16.78 or a 16.85% decline in market value. [read post]
19 May 2011, 5:00 am
Specifically, the Exchange (New York Stock Exchange LLC, a New York limited liability company) is a self regulatory organization subject to SEC oversight, as is Amex (NYSE Amex LLC, a Delaware limited liability company) and NYSE Arca (the old Pacific Stock Exchange, also a Delaware LLC). [read post]
19 Jul 2017, 2:44 am
Matthew Andresen, CEO of Headlands Technologies LLC, focused his remarks on suggested improvements to the municipal bond market. [read post]
7 Nov 2023, 8:37 am
Market Manipulation in Action In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
10 Oct 2016, 10:59 am
United Development Funding IV is a Maryland real estate investment trust listed on The NASDAQ Global Select Market. [read post]
7 Nov 2012, 1:59 pm
To compensate investors that suffered losses from the technical snafus, Nasdaq Stock Market LLC is proposing a $62 million reimbursement fund. [read post]
27 Apr 2018, 10:44 am
“Shortly after Longfin began trading on NASDAQ and announced the acquisition of a purported cryptocurrency business, its stock price rose dramatically and its market capitalization exceeded $3 billion,” according to the Commission. [read post]
6 May 2020, 9:12 am
[and] from all positions with the Company as a condition for being approved for listing on The Nasdaq Capital Market. [read post]
13 Nov 2019, 1:04 pm
Achaogen’s reported financial challenges were in connection with the business of marketing antibiotics. [read post]
16 Feb 2012, 6:00 am
Here is the SEC’s polite response: The commenter concurred with the Commission that Rule 146(b)(1)(iv) should be updated to reflect the term “NASDAQ OMX PHLX LLC” instead of “the Philadelphia Stock Exchange, Inc. [read post]
8 Apr 2013, 1:20 pm
The initiative is part of a growing effort by investors and stock exchanges, including NASDAQ OMX, to make environmental, social and governance (ESG) disclosure a consistent requirement for corporate listings on stock exchanges. [read post]
21 Feb 2012, 1:35 am
Last Friday after the stock market closed, Overstock.com (NASDAQ: OSTK) filed an 8-K report and disclosed that it defaulted on its loan covenants with U.S. [read post]
27 Jan 2017, 9:11 am
According to a company press release, on January 26, 2017, United Development Funding IV (UDF IV) announced that the Nasdaq Listing and Hearing Review Council affirmed the Nasdaq Hearings Panel’ decision to delist the shares of UDF IV from the Nasdaq Stock Market. [read post]
8 Sep 2020, 7:30 am
” Id.On May 19, 2020, Nasdaq Stock Market LLC put out the following three proposals for emerging market companies pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934: “(1) a proposal to adopt a new requirement related to the qualifications of management; (2) a proposal to apply additional initial listing criteria related to offering size and liquidity; and (3) a proposal to apply additional and more stringent criteria to an… [read post]
14 Aug 2008, 6:33 pm
International Securities Exchange, LLC NASDAQ Stock Market, LLC National Stock Exchange, Inc. [read post]
