Search for: "The Nasdaq Stock Market LLC"
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5 Oct 2020, 1:39 pm
LLC. [read post]
8 Sep 2020, 7:30 am
” Id.On May 19, 2020, Nasdaq Stock Market LLC put out the following three proposals for emerging market companies pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934: “(1) a proposal to adopt a new requirement related to the qualifications of management; (2) a proposal to apply additional initial listing criteria related to offering size and liquidity; and (3) a proposal to apply additional and more stringent criteria to an… [read post]
17 Aug 2020, 5:27 am
LLC, a stock repository for his children, asserting claims for breach of fiduciary duty, aiding and abetting breaches of fiduciary duty, conversion, and fraudulent transfer and seeking cancellation of the defendants’ shares. [read post]
17 Jul 2020, 5:51 am
Capital Markets to Promote Economic Growth Posted by Hal S. [read post]
11 Jul 2020, 4:58 am
On January 31st, Carson Block of Muddy Waters LLC (which has a long history of spotting Chinese stock fraud) posted the 89-page report on Twitter. [read post]
30 Jun 2020, 11:20 am
In New York Stock Exchange LLC v. [read post]
26 Jun 2020, 4:30 pm
In New York Stock Exchange LLC v. [read post]
4 Jun 2020, 6:22 am
Summary In light of the impact of the COVID-19 pandemic, the New York Stock Exchange LLC (“NYSE”) filed notice of a proposed rule change on May 14 with the Securities and Exchange Commission (“SEC”), which became effective immediately. [1] Specifically, Section 312.03T (the “Temporary Rule”) of the NYSE Listed Company Manual (the “Manual”) provides a limited temporary exception from the application of the shareholder approval… [read post]
8 May 2020, 1:04 am
AFIN, which started trading on the Nasdaq on July 19, 2018 opened at $13.15 per share and closed at $15 per share. [read post]
6 May 2020, 9:12 am
[and] from all positions with the Company as a condition for being approved for listing on The Nasdaq Capital Market. [read post]
21 Apr 2020, 12:37 pm
The New York Stock Exchange (NYSE) and The Nasdaq Stock Market LLC (Nasdaq) both took action this month to provide issuers with much needed relief in response to the economic downturn caused by the COVID-19 pandemic. [read post]
13 Apr 2020, 4:19 pm
Damages in a securities class action are based on, among other things, the difference between the price that an investor paid for the corporation’s stock and the value of this stock had the corporation not lied to the market.[17] The class action settlement recovery process is an essential component of the greater class action mechanism. [read post]
20 Mar 2020, 11:23 am
According to Market Watch, in the last 12 months, the share price of Green Plains Partners LP has reportedly declined 72%. [read post]
16 Mar 2020, 1:54 pm
The plaintiffs alleged that the underwriter’s role in knowingly facilitating a NASDAQ listing of invalidly purchased shares that preceded the offering subjected the underwriter to primary scheme liability for the misstatements in the offering documents. [read post]
10 Mar 2020, 6:22 am
And the Nasdaq dropped 7.3 percent. [read post]
13 Jan 2020, 6:33 am
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
13 Nov 2019, 1:04 pm
Achaogen’s reported financial challenges were in connection with the business of marketing antibiotics. [read post]
11 Nov 2019, 1:32 pm
(NASDAQ: CARB), a global leader in data protection and cybersecurity, today announced that it has entered into a definitive agreement to be acquired by OpenTextTM (NASDAQ: OTEX, TSX:OTEX), a market leader in Enterprise Information Management software and solutions, for $23.00 per Carbonite share in cash. [read post]
24 Oct 2019, 2:40 pm
” (June 6th, 2018, during a CNBC interview); and “If investors think there’s the same rigor around cryptocurrency price discovery as there is on the Nasdaq or New York Stock Exchange … they are sorely mistaken. [read post]
17 Oct 2019, 8:18 am
The NYSE Group, Nasdaq, and Cboe Global Markets have all challenged the legality of the controversial pilot, which is designed to study NMS stocks and the effects that exchange transaction fee and rebate pricing models may have on order routing behavior, execution quality, and general market quality (New York Stock Exchange LLC v. [read post]
