Search for: "The Nasdaq Stock Market LLC" Results 81 - 100 of 189
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5 Jul 2019, 6:05 am
Overview of Recent Stock Exchange Proposals Posted by Cydney S. [read post]
2 Jul 2019, 8:04 am by Renae Lloyd
AFIN, which started trading on the Nasdaq on July 19, opened at $13.15 per share and closed at $15 per share. [read post]
24 Jun 2019, 7:44 pm by Kevin LaCroix
The alleged market capitalization losses of the 14 securities class actions that present alleged stock price drops that do not surpass the standards of indirect price impact at the 95% confidence standard, amounts to $11.1 billion. [read post]
18 Jun 2019, 9:39 am by Renae Lloyd
The company expects that its common stock will be delisted from the Nasdaq Stock Market LLC for non-compliance with marketplace rules as result of the chapter 11 cases. [read post]
22 May 2019, 3:56 am by Kevin LaCroix
If they are not registered, they will find themselves in trouble in the U.S., if they have a U.S. issuer or U.S. buyers, if they are operating on the U.S. market. [read post]
15 May 2019, 6:39 am by Renae Lloyd
The White Law Group has been investigating MVP REIT II since 2016 when it first announced that it would re-evaluate pursuing a listing on the NASDAQ Global Market, and consider other stockholder liquidity options. [read post]
22 Mar 2019, 6:27 am
Reality Posted by Charles Nathan and Kal Goldberg, Finsbury LLC, on Monday, March 18, 2019 Tags: Accounting, Financial reporting, Firm performance, Long-Term value, Repurchases, Shareholder value, Short-termism Dual-Track Processes: How to Turbocharge Your Exit Posted by Michal Berkner, Josh Kaufman, and James Foster, Cooley LLP, on Tuesday, March 19, 2019 Tags: Change in control, Controlling… [read post]
18 Mar 2019, 6:24 am
On February 14, 2019, the Nasdaq Stock Market LLC filed notice with the Securities and Exchange Commission of a rule change to “amend and clarify certain aspects of the listing process for Direct Listings. [read post]
15 Feb 2019, 6:14 am
Badawi (University of California) and Elisabeth de Fontenay (Duke University), on Wednesday, February 13, 2019 Tags: 401(k), Adverse effects, Agency costs, Contracts, Efficiency, Go-shop, Merger litigation, Mergers & acquisitions, Termination fees Public Letter following SEC Proxy Process Roundtable Posted by Edward Knight, Nasdaq, Inc.; Tom Quaadman, U.S. [read post]
14 Jan 2019, 3:08 pm by Kevin LaCroix
Similar to the exclusion in Goggin, in Woodspring Hotels LLC v. [read post]
18 Oct 2018, 7:57 am by John Jascob
The Commission unanimously decided to set aside certain data fees charged by NYSE Arca, Inc. and Nasdaq Stock Market LLC to market participants because the exchanges failed to demonstrate that the fees were fair, reasonable, and not unreasonably discriminatory, as required by the Exchange Act. [read post]
30 Sep 2018, 5:16 pm by Kevin LaCroix
Hoke worked for a company called PairGain, a California based telecommunications equipment manufacturer whose stock traded on the NASDAQ at the time. [read post]
26 Sep 2018, 2:39 pm by Jeff Kern and Kate Ross
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
26 Sep 2018, 2:39 pm by Jeff Kern and Kate Ross
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
6 Aug 2018, 3:00 am by John Jenkins
Here’s an excerpt from Mastercard’s letter: The SEC has stated that stocks would be grouped into the control group and test groups based on stratified sampling by market capitalization, share price, and liquidity. [read post]
27 Apr 2018, 10:44 am by zamansky
“Shortly after Longfin began trading on NASDAQ and announced the acquisition of a purported cryptocurrency business, its stock price rose dramatically and its market capitalization exceeded $3 billion,” according to the Commission. [read post]
15 Apr 2018, 6:10 am
In the Matter of Instinet, LLC, Respondent, (FINRAAWC 2013036836015, April 12, 2018)http://www.finra.org/sites/default/files/instinet_awc_041218.pdf The Financial Industry Regulatory Authority, BOX Options Exchange LLC; the CBOE BZX Exchange, Inc.; Investors Exchange LLC; the NASDAQ Stock Market LLC; and the New York Stock Exchange; and certain of their affiliated Exchanges censured and imposed a $1.575 million fine… [read post]
6 Apr 2018, 11:33 am by zamansky
The post Tech Wreck 2.0 appeared first on Zamansky LLC. [read post]