Search for: "The Nasdaq Stock Market LLC"
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3 Oct 2022, 10:47 am
Although these products are touted as offering potentially higher yields than other investment assets that are correlated with the traditional stock and bond markets, they came at a much greater risk to investors as they had no credit rating and were not insured. [read post]
18 Jun 2019, 9:39 am
The company expects that its common stock will be delisted from the Nasdaq Stock Market LLC for non-compliance with marketplace rules as result of the chapter 11 cases. [read post]
29 Sep 2017, 8:05 am
“Most unsolicited stock recommendations involve stocks that can’t meet the listing requirements of The Nasdaq Stock Market, the New York Stock Exchange or other U.S. stock exchanges. . . . [read post]
30 Jun 2020, 11:20 am
In New York Stock Exchange LLC v. [read post]
3 Sep 2008, 10:00 am
Patent-Based Public Stock Indexes - the creation of formalized stock indexes based on their existing software tools and platforms. [read post]
14 Oct 2010, 12:10 am
Not so, with Overstock.com (NASDAQ: OSTK) CEO Patrick Byrne. [read post]
14 Jan 2022, 8:02 am
Private Placements A private placement is an investment in a company that does not offer its shares on a public market such as the NASDAQ or NYSE. [read post]
27 Oct 2017, 6:24 am
References to “NASDAQ” will be changed to “Nasdaq” References to “The NASDAQ Stock Market LLC” or “NASDAQ Stock Market LLC” will be changed to “The Nasdaq Stock Market LLC” President Trump Signs Bill Directing SEC to Expand Safe Harbor for Certain Investment Fund Research Reports The amended Rule will expand… [read post]
18 Jul 2009, 4:38 am
Through its subsidiary, Zicam, LLC, the Company markets and sells products under the Zicam brand. [read post]
20 Apr 2021, 9:33 am
These shares of Series A common stock began trading on the Nasdaq Capital Market on October 7, 2020 under the symbol “SQFT”. [read post]
22 Dec 2021, 9:15 pm
The three dominant stock exchange families (particularly NYSE and NASDAQ) also have a stake in this rule, given that it is likely to prohibit similar broker inducements paid by stock exchanges. [read post]
4 Jun 2015, 7:25 am
(NASDAQ:GEVO) announced today that it has engaged FCStone Merchant Services, LLC, a division of INTL FCStone, Inc. [read post]
24 Jun 2019, 7:44 pm
The alleged market capitalization losses of the 14 securities class actions that present alleged stock price drops that do not surpass the standards of indirect price impact at the 95% confidence standard, amounts to $11.1 billion. [read post]
19 Jan 2023, 12:49 pm
Regulators and courts will have to carefully assess whether public companies manipulated the valuation process to deceive investors or whether stock declines reflect the bursting of a bubble.[2] The equity market selloff in 2022, which contributed to the worst year since 2008 for the Dow Jones, S&P 500 and the NASDAQ, has exposed U.S. [read post]
16 Nov 2017, 6:32 am
On May 17, 2017, the Nasdaq Stock Market LLC (Nasdaq) announced that it would delist the common shares of United Development Funding IV (Trust). [read post]
9 Dec 2009, 6:55 am
(Nasdaq: OSTK) today announced that Rocker Partners (now known as Copper River Partners) will pay $5 million to Overstock.com to settle Overstock's claims against the remaining defendants in its case against Rocker Partners, David Rocker, Marc Cohodes, and the management companies and hedge funds they controlled and advised. [read post]
7 Mar 2013, 8:38 am
The findings further stated that the firm transmitted to the FINRA/NASDAQ Trade Reporting Facility (FNTRF) last sale reports of transactions in designated securities, and failed to designate through the FNTRF such last sale reports as reflecting a price different from the current market when the execution was based on a prior reference point in time. [read post]
16 Dec 2008, 8:34 pm
Madoff, the former chairman of the Nasdaq Stock Market, was arrested last week by agents with the U.S. [read post]
18 Dec 2008, 7:43 pm
Madoff, the former chairman of the Nasdaq Stock Market, was arrested last week by agents with the U.S. [read post]
27 Mar 2007, 8:35 am
Stoneridge Investment Partners, LLC v. [read post]
