Search for: "The Nasdaq Stock Market LLC"
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19 Oct 2010, 8:01 am
In contrast, the rule change adopted by the NASDAQ Stock Market LLC and approved by the SEC is limited to securities registerd under Section 12 of the Exchange and votes with respect to executive compensation. [read post]
8 Apr 2021, 9:04 am
(“TWC Tech Holdings”) (Nasdaq Capital Market (“Nasdaq”): TWCT), a publicly traded special purpose acquisition company, today [April 8, 2021] announced they have entered into a definitive business combination agreement and plan of merger (“Merger Agreement”). [read post]
2 Nov 2021, 1:04 am
On July 9, 2018, American Finance Trust (AFIN) announced that it had conducted a 2-1 reverse stock split and changed its common stock to Class A common stock as part of its “phased liquidity plan,” which is intended to reduce prospective selling pressure immediately following the listing of AFIN’s Class A common stock on the NASDAQ. [read post]
11 May 2017, 6:56 am
United Development Funding IV is a Maryland real estate investment trust listed on The NASDAQ Global Select Market. [read post]
16 Sep 2014, 11:26 am
The vitamin supplement company went public by IPO in 1996, raising some $102MM on NASDAQ. [read post]
5 Oct 2020, 1:39 pm
LLC. [read post]
1 Oct 2010, 12:07 pm
What happened next is best described in terms of two liquidity crises andndash; one at the broad index level in the E-Mini, the other with respect to individual stocks. [read post]
29 Jul 2016, 6:03 am
Schwarcz, Duke University School of Law, on Monday, July 25, 2016 Tags: Agency costs, Business judgment rule, Capital markets, D&O insurance, Director liability, Financial crisis, Financial regulation, Incentives, Management, Moral hazard, Public interest, Risk committee, Risk oversight, Risk-taking, SIFIs,Systemic risk Delaware Court on LLC Managers’ Authority to Delegate Posted by David A. [read post]
3 Apr 2009, 5:08 pm
Joyce, at which date the market price of the common stock was $9.89. [read post]
6 Feb 2018, 3:19 pm
“Trading is halted pending the release of material news,” according to NASDAQ. [read post]
17 Feb 2010, 11:57 am
Emerging market stocks are down 5% so far this year. [read post]
13 Jan 2020, 6:33 am
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
8 Jan 2018, 3:37 am
O=PDF&T=&Y=&D=&FID=1001228816&iid=4095755 [5] Nasdaq, Life Storage, Inc. [read post]
8 May 2020, 1:04 am
AFIN, which started trading on the Nasdaq on July 19, 2018 opened at $13.15 per share and closed at $15 per share. [read post]
2 Jul 2019, 8:04 am
AFIN, which started trading on the Nasdaq on July 19, opened at $13.15 per share and closed at $15 per share. [read post]
14 Feb 2022, 7:24 am
GWGH Nasdaq Delisting GWG Holdings announced on September 7, 2021 that it has “successfully appealed a notice of delisting” by the Nasdaq Stock Market, but according to a Form 10-K filed on November 5, it may not be enough. [read post]
22 Jul 2022, 3:39 am
The White Law Group has been investigating the REIT since 2016 when it first announced that it would re-evaluate pursuing a listing on the NASDAQ Global Market, and consider other stockholder liquidity options. [read post]
30 Oct 2020, 9:13 am
NYC’s shares closed at $11.13 per share yesterday, according to Market Watch. [read post]
14 Apr 2016, 7:07 am
For those of you who follow the stock market closely, you may recall that the company used to be traded on the NASDAQ stock exchange under the ticker symbol BEAR, but was later taken private in 2005. [read post]
13 Nov 2023, 1:01 pm
FINRA Rule 2020 Example In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
