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Overview of Investment Products and the Commissions Associated With Each
28 Jun 2012, 9:42 am by D. Daxton White
  Other potential conflicts arise if the advisor counsels against investments such as annuities or the payment of mortgages and other tax deductable gifts. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Guest Post: Five Hidden Takeaways from the Khaled and Mayweather SEC Orders
17 Dec 2018, 3:14 pm by Kevin LaCroix
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
The D & O Diary - http://www.dandodiary.com/