Search for: "The Oxford Private Client Group, LLC" Results 1 - 19 of 19
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9 Mar 2011, 3:01 pm by Securites Lawprof
On March 8, 2011, the SEC obtained an emergency court order freezing the assets of Jason Bo-Alan Beckman and his registered investment advisory firm Oxford Private Client Group, LLC, for their role in a massive foreign currency trading scheme that... [read post]
19 Sep 2009, 10:00 pm
Five Minnesota money managers and a dozen business entities including The Oxford Private Client Group of the Van Dusen mansion in Minneapolis, have been sued by 57 investors for alleged securities fraud. [read post]
4 Oct 2013, 3:57 am by Amber Walsh
” In August, Oxford Finance LLC, a specialty finance firm that provides senior debt to life sciences and health care service companies, closed a $7.2 million senior secured term loan with Pritok Capital, a private equity group that specializes in senior housing investment. [read post]
10 Jan 2012, 3:36 pm
A lot of the parties that invested were clients of Oxford Private Client Group LLC, which is not only a NRP Financial branch, but also it is partly owned by Cook and Beckman. [read post]
8 Feb 2012, 1:51 pm by D. Daxton White
The rankings can be found here:   Rank Firm name Total assets Clients City/State 1 Stancorp Investment Advisers Inc. 15,457.60 500+ Portland, OR 2 Cambridge Investment Research Advisors Inc. 12,502.70 500+ Fairfield, IA 3 Moneta Group Investment Advisors LLC 6,535.20 500+ Clayton, MO 4 Oxford Financial Group Ltd. 6,467.10 500+ Carmel, IN 5 Sontag Advisory LLC 5,313.40 500+ New York, NY 6 Plante Moran Financial Advisors… [read post]
30 Jul 2012, 11:14 am
The branch of NRP which is alleged to have been responsible for the scheme was a broker-dealer called Oxford Private Client Group LLC, which was partly owned by Mr. [read post]
18 Jun 2013, 8:18 am by Matthew Lanahan
” At The UCL Practitioner, Kimberly Kralowec discusses the Court’s decision last week in Oxford Health Plans LLC v. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC 3501 S… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC 3501 S… [read post]
27 Feb 2022, 4:30 pm by INFORRM
The Attorney General’s application to have her claim for an injunction against the BBC in private was refused on 22 February 2022. [read post]
21 Aug 2020, 6:06 am
Soran, Frank, Harris, Shriver & Jacobson LLP, on Thursday, August 20, 2020 Tags: Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Going private, Merger litigation, Mergers & acquisitions, MFW [read post]
31 Oct 2023, 8:41 am by centerforartlaw
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
4 Apr 2008, 1:00 am
: (creativecommons.org), Neil Netanel’s copyright paradox: (Patry Copyright Blog), Isn’t it ironic: TechCrunch blames the music industry for the dangerous ideas of Lessig and the free culture movement: (IPcentral.com) CFP: First interdisciplinary research workshop on free culture: (creativecommons.org), Of limitations, exceptions and verse (WIPO copyright committee): (KEI) Pharma & Biotech Pharma & Biotech - General StemCellPatents.com… [read post]
23 Feb 2010, 11:55 am by Cynthia Marcotte Stamer
 By Cynthia Marcotte Stamer The Department of Health and Human Services Office of Civil Rights (OCR) has begun disclosing on its website the employer and other health plans, health care providers, health care clearinghouses and their business associates (Covered Entities) that report breaches of unsecured protected health information (UPIC) affecting more than 500 individuals as required by new rules enacted as part of the Health Information Technology for Economic and Clinical Health Act… [read post]
14 Nov 2013, 1:04 pm by Roshonda Scipio
.] : Pennsylvania Bar Institute, c2013.KFP81 .P4 No.7779 Employment Law Employment law : private ordering and its limitations / Timothy P. [read post]
23 Sep 2018, 4:07 pm by INFORRM
Statement in Open Court On 21 September 2018 there was a statement in open court before Nicklin J in the case of John v News Group Newspapers. [read post]
31 Dec 2016, 12:36 pm by Kelly Phillips Erb
Forty-one years of tax professional experience. http://www.linkedin.com/in/hrbtaxpro/ (41) @TropicalTax – Jerry Gaddis, EA MBA – Founder/CEO Tropical Tax Solutions: Located in Paradise, Serving Clients Everywhere. [read post]
1 Nov 2019, 3:00 am by Jim Sedor
The Globe reported Trahan repeatedly claimed that $371,000 she loaned her campaign came from her own funds, and Trahan did not disclose a joint bank account with her husband as a funding source until after she won her election, sparking complaints from watchdog groups. [read post]