Search for: "The Variable Annuity Life Insurance Company"
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26 Jan 2024, 1:40 pm
The unregistered entity, a limited liability company owned by an unregistered insurance agent, received payments in connection with the sale of variable universal life insurance (VUL), a securities product. [read post]
30 Nov 2023, 1:58 pm
(CRD# 14251) of West Palm Beach, FL, and Metropolitan Life Insurance Company (CRD# 4095) of New York, NY. [read post]
5 Jun 2023, 10:13 am
Variable Annuity SalesApril 2018: FINRA reportedly fined Park Avenue Securities $300,000 over problems in its supervision of variable annuity sales. [read post]
25 Apr 2023, 5:00 pm
A DB Plan Sponsor also may seek annuity bids from insurance companies to purchase guaranteed annuity contracts to provide benefits to retired and terminated vested participants. [read post]
17 Apr 2023, 12:40 pm
The purported strategy involved the liquidation of retirement funds to purchase variable annuities followed by the short-term withdrawal of funds from those annuities to purchase whole life insurance policies, according to FINRA. [read post]
16 Mar 2023, 3:00 am
(11:00) The differences between variable annuities and fixed annuities. (13:42) More resources: Are You Paying Too Much In Taxes In Retirement? [read post]
1 Feb 2023, 2:39 pm
Equitable Financial Life Insurance Company – Rounding out our list, Equitable Financial Life Insurance Company paid $50 million to settle charges that made materially misleading statements and omissions regarding its fees to 1.4 million variable annuity investors, including public school teachers and staff. [read post]
19 Jul 2022, 12:21 pm
The company also agreed to revise how it presents fee information in its variable annuity account statements. [read post]
18 Jul 2022, 1:55 pm
The Securities and Exchange Commission today announced fraud charges against Equitable Financial Life Insurance Company for providing account statements to about 1.4 million variable annuity investors that included materially misleading statements and…Read the Full Press ReleaseHave a securities law question? [read post]
27 May 2022, 7:48 am
John Hancock Life Insurance Company – United States District Court – Southern District of Florida – May 9th, 2022) involves a putative class action claim against John Hancock Life Insurance Company. [read post]
21 Apr 2022, 9:01 pm
However, in response to demands from investors and other stakeholders, many banks, asset managers and insurance companies have voluntarily made climate disclosures in their sustainability or environmental, social and governance (ESG) reports or other public materials. [read post]
10 Nov 2021, 8:13 am
In April, 2021, Silver Law Group and the Law Firm of David Chase filed the first arbitration claims on behalf of investors who lost virtually their entire life savings in fixed and variable annuity insurance products sold by Northstar Financial Services (Bermuda). [read post]
8 Oct 2021, 6:21 am
In 2019, Scott Silver, Silver Law Group’s managing partner, delivered a presentation to PIABA on how to win arbitration cases to recover investment losses caused by unsuitable annuity and life insurance recommendations. [read post]
11 Jun 2021, 8:40 am
If you need help talking to the insurance company or just need more information, call Bill Berenson for assistance. [read post]
27 May 2021, 6:05 am
When variable annuities are paired with a whole-life insurance policy, it could constitute an “unsuitable investment strategy,” according to FINRA, the main U.S. securities industry regulator. [read post]
6 May 2021, 9:02 am
Variable annuities, equity-indexed annuities, whole life insurance, variable life insurance, whatever they are called, and the names can get really complicated, these insurance products are designed to do two things. [read post]
3 May 2021, 2:53 pm
The purported strategy involved the liquidation of retirement funds to purchase variable annuities followed by the short-term withdrawal of funds from those annuities to purchase whole life insurance policies, according to FINRA. [read post]
8 Mar 2021, 7:54 am
Allegations are all related to misrepresentations involving sales of variable annuities. [read post]
8 Mar 2021, 7:54 am
Allegations are all related to misrepresentations involving sales of variable annuities. [read post]
19 Feb 2021, 4:03 am
A customer dispute filed in April 2020 alleges Charles Jonathan Evan made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. [read post]
