Search for: "Total Financial Group, LLC "
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20 Sep 2019, 3:33 pm
Indexing giant Vanguard Group plans to launch a robo-advisory service that cuts out human financial advisers completely. [read post]
2 Jul 2019, 12:51 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
24 Sep 2021, 11:30 am
The post Toledo Financial Advisor James Simpson Charged with Fraud appeared first on The White Law Group. [read post]
21 Mar 2014, 9:48 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
17 Dec 2017, 9:07 am
Guttman is involved with Walled Lake Properties – a condo rental property, Serenity Management, LLC – a cemetery business, Leasing USA – commercial property rental company, Sofa Society for Financial Awareness as a consultant, Nationwide Planning & Benefits (NPB Solutions) – the marketing and sale of insurance products, Leasing USA II – a commercial property rental company, Champion Entertainment Group, LLC – a… [read post]
2 Aug 2022, 6:40 am
The financial reports overstated the total income, equity, and inventory costs including: Financial Report Amount Reported Partnership’s Book Difference Dec. 2015 Total Income $105,236 loss $300,000 loss $194,764 July 2016 Total Income $84,227 profit -$193,065 loss $277,292 Dec. 2016 Total Income $8,232 profit -$533,321 loss $541,553 July 2017 Total Equity $485,625 -$196,007 $681,632 July… [read post]
10 Mar 2021, 11:53 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
10 Mar 2021, 11:53 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
8 Feb 2012, 1:51 pm
The rankings can be found here: Rank Firm name Total assets Clients City/State 1 Stancorp Investment Advisers Inc. 15,457.60 500+ Portland, OR 2 Cambridge Investment Research Advisors Inc. 12,502.70 500+ Fairfield, IA 3 Moneta Group Investment Advisors LLC 6,535.20 500+ Clayton, MO 4 Oxford Financial Group Ltd. 6,467.10 500+ Carmel, IN 5 Sontag Advisory LLC 5,313.40 500+ New York, NY 6 Plante Moran Financial… [read post]
8 Dec 2020, 12:44 pm
San Rafael, California June 1994 – November 1994 Continental Capital Group, Inc. [read post]
14 Mar 2023, 10:17 am
Hiring a Securities Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
13 Feb 2023, 5:59 am
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
29 Dec 2020, 8:12 am
The $1m figure is a compendium of fines divided by the firms: Cetera Advisor Networks LLC, $750,000 Cetera Advisors LLC, $ $150,000 Cetera Financial Specialists LLC, $100,000 Why Cetera Was Sanctioned The crux of this FINRA complaint involves the failure by these firms to properly establish and enforce a supervisory system for their DRR reps. [read post]
10 Aug 2020, 9:22 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
24 Dec 2019, 9:12 am
Shimson Plotkin (CRD: 2431863) is a currently registered broker and investment advisor who is currently employed with Independent Financial Group, LLC (CRD#: 7717) of Chevy Chase, MD. [read post]
22 Jan 2024, 8:08 am
According to his FINRA BrokerCheck profile, Hales was affiliated with the following firms: B, 09/26/2018 – 03/07/2022, VIRTU AMERICAS LLC (CRD#:149823), Austin, TX B, 05/11/2016 – 04/09/2020, VIRTU FINANCIAL BD LLC (CRD#:148390), AUSTIN, TX B, 05/11/2016 – 12/24/2018, VIRTU FINANCIAL CAPITAL MARKETS LLC (CRD#:45986), NEW YORK, NY If you have suffered losses investing with Lucas Hales, the… [read post]
4 Aug 2014, 6:26 am
” FINRA found that PL was involved with at least three private placement offerings involving real estate and/or appurtenant property rights entities in the state of Colorado: Breakwater Capital Group, LLC; Yokam Land Holdings, LLC; and South Platte Land & Water, LLC. [read post]
28 May 2019, 1:42 pm
William Christian Gennity (CRD#: 4913490, aka “Billy Christian Gennity”) is a former registered broker whose last known employer was First Standard Financial Company LLC (CRD#: 168340) of Staten Island, NY. [read post]
15 Nov 2017, 6:48 am
According to the Financial Industry Regulatory Authority, Cetera Investment Services LLC (CRD #15340, St. [read post]
26 Jan 2012, 12:43 pm
The White Law Group, LLC is a securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
