Search for: "Total Financial Group, LLC "
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29 Mar 2023, 11:34 am
His prior employers include Arive Capital Markets (CRD#:8060) of Ronkonkoma, NY, First Standard Financial Company, LLC (CRD#:168340) of Garden City, NY, and Rockwell Global Capital LLC (CRD#:142485) of Melville, NY. [read post]
20 Jun 2022, 8:18 am
Potential Lawsuits to Recover Financial Losses The White Law Group has represented numerous investors who suffered financial losses involving GPB Capital. [read post]
17 Aug 2022, 9:30 am
Between June 2019 and October 2019, while associated with Ameriprise Financial Services, LLC, Daniel Minich allegedly participated in three private securities transactions totaling approximately $200,000 reportedly without providing prior written notice to Ameriprise. [read post]
8 Sep 2021, 1:35 pm
A group of South Carolina healthcare providers, laboratories, and testing facilities all owned or managed by chiropractor Daniel McCollum will pay a total of $140 million to the U.S. government after failing to defend against charges of kickback schemes and unnecessary testing brought forth by a whistleblower complaint. [read post]
9 Sep 2021, 10:20 am
A group of South Carolina healthcare providers, laboratories, and testing facilities owned or managed by chiropractor Daniel McCollum will pay a total of $140 million to the U.S. government after failing to defend against charges of kickback schemes and unnecessary testing brought forth by a whistleblower complaint. [read post]
23 Feb 2018, 7:33 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
13 Mar 2015, 11:50 am
In total, Brookville sold over $1 million worth of interests in Wilshire to 29 customers. [read post]
16 Jun 2021, 1:17 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
20 Aug 2020, 8:44 am
According to financial reports, first half results, ending June 30, showed huge pre-tax losses of $4.28billion, with total long-term debt $6.6bn. [read post]
31 Mar 2021, 10:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
15 Feb 2019, 12:45 pm
Powell reportedly received a total of $103,598 in commissions in connection with these transactions. [read post]
26 Aug 2016, 9:09 am
For FINRA’s full findings, see FINRA Case # 2012034139101 According to his FINRA BrokerCheck, Ariola was registered with Financial Telesis, Inc in Aliso Viejo, CA from 11/2012 – 09/2014 and Bay Mutual Financial, LLC in Santa Monica, CA from 09/2004 – 09/2012. [read post]
28 Nov 2018, 9:15 am
During the Relevant Period, Dietrich purportedly solicited investors to purchase promissory notes relating to the Woodbridge Group of Companies LLC, a real estate investment fund. [read post]
22 Feb 2016, 5:57 pm
The White Law Group is investigating the liability that brokerage firms and financial advisors may have for improperly recommending Aequitas investments. [read post]
21 Oct 2022, 7:15 am
To learn more about the firm’s recent claims involving high risk alternative investments, please see: The White Law Group files another Lawsuit against Centaurus Financial The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Apr 2012, 6:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
13 Jan 2021, 7:01 am
The White Law Group is investigating potential securities claims involving Madison Avenue Securities (CRD# 23224, San Diego, CA) Madison Avenue Securities LLC is a national financial advisory firm headquartered in San Diego, CA. [read post]
30 Nov 2021, 8:01 am
(CRD#:10083) of Red Bank, NJ, Woodstock Financial Group, Inc. [read post]
2 Oct 2020, 4:32 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
9 Nov 2015, 3:55 pm
Company: Principal Financial Group or The Principal. [read post]
