Search for: "Tracy L. Price" Results 1 - 20 of 45
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25 Jul 2016, 8:04 am by Mark Astarita
 The SEC’s investigation was conducted by Denise Hansberry and Tracy L. [read post]
24 Jul 2019, 6:13 am by Astarita
”Without admitting or denying the SEC’s allegations, Facebook has agreed to the entry of a final judgment ordering a $100 million penalty and permanently enjoining it from violating Sections 17(a)(2) and 17(a)(3) of the Securities Act of 1933 and Section 13(a) of the Securities Exchange Act of 1934, and Rules 12b-20, 13a-1, 13a-13, and 13a-15(a) thereunder.The SEC’s investigation was conducted by Matthew Meyerhofer and Robert Tashjian and supervised by Tracy L. [read post]
7 Sep 2022, 5:23 am by Eugene Volokh
New York State Liquor Authority[15] involved a New York law under which liquor distillers could not sell to wholesalers in New York except in accordance with a monthly price schedule that affirmed that prices in New York were no higher than the lowest prices charged in other states.[16] Healy v. [read post]
2 May 2018, 2:59 pm by Matthew Scott Johnson
Price, Funding Restrictions and Separation of Powers, 71 Vand. [read post]
30 Jun 2021, 12:08 pm by Geoff Schweller
” “Continuing to use an agent who presented a significant corruption risk so that Foster Wheeler could expand its business and win a contract in Brazil demonstrates a fundamental flaw in the corporate compliance program,” said Tracy Price, Deputy Chief of the SEC Enforcement Division’s FCPA Unit. [read post]
30 Jun 2021, 12:08 pm by Geoff Schweller
” “Continuing to use an agent who presented a significant corruption risk so that Foster Wheeler could expand its business and win a contract in Brazil demonstrates a fundamental flaw in the corporate compliance program,” said Tracy Price, Deputy Chief of the SEC Enforcement Division’s FCPA Unit. [read post]