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18 Mar 2024, 3:58 am by Jonathan Bench
Internal relationships deal with cofounders, joint venture partners, financing partners, investors, employees, independent contractors, and advisors. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
   **** CFM Items We are excited to announce that Cole-Frieman & Mallon LLP has added more expertise to its already stellar team. [read post]
28 Mar 2023, 8:58 am by Jonathan Bench
Governor Cox has undoubtedly been briefed by his capable advisors and local intelligence community members. [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management … [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management … [read post]
Accordingly, it is prudent that other crypto custodian platforms and those with substantial investments in such digital assets monitor the ongoing proceedings. [read post]
7 Mar 2022, 8:44 am by Silver Law Group
GWG stock started 2022 trading at $9.68 per share, but has traded as low as $2.35 in January as more bad news about the company came out. [read post]
18 Feb 2022, 6:01 am
Stern, Sidley Austin LLP, on Sunday, February 13, 2022 Tags: Adverse effects, Covenants, COVID-19, Delaware cases, Delaware law, Merger litigation, Mergers & acquisitions, Termination SEC’s Shadow Trading Case Survives Motion to Dismiss Posted by Robert A. [read post]
7 Feb 2022, 4:00 pm by Alvin Li, Jacqueline L. Bonneau
”[21] Next up were the arguments about personal jurisdiction related to the individuals at Apax and TPG who were responsible for the investments in TIM Hellas. [read post]
26 Nov 2021, 5:38 am
Warkol and Alex Wharton, Schulte Roth & Zabel LLP, on Wednesday, November 24, 2021 Tags: Broker-dealers, Cryptocurrency, Cybersecurity, Insider tradingInvestment advisers, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Core Earnings: New Data and Evidence Posted by Ethan Rouen (Harvard Business School), Eric C. [read post]
30 Aug 2021, 11:18 am by Rob Robinson
Shearman & Sterling LLP acted as legal advisor to the placement agents. [read post]
12 Apr 2021, 6:35 am by Staff Attorney
Advisor Roy Williams (Williams), currently employed by brokerage firm Center Street Securities, Inc. [read post]
8 Apr 2021, 9:04 am by Rob Robinson
Shearman & Sterling LLP is acting as legal advisor to the placement agents. [read post]
22 Dec 2020, 9:43 am by CFM Admin
Last year, Cole-Frieman & Mallon hosted a well attended presentation and networking event with regulatory compliance firm Aspect Advisors. [read post]
8 Dec 2020, 2:18 pm by Troy Rosasco
The WTCHP Exposure Zone runs south of Houston Street and any block in Brooklyn within the 1.5-mile radius of the World Trade Center site. [read post]
3 Jul 2020, 6:43 am by Florence Campbell Jones
Italian and EU closed-ended Alternative Investment Funds may also exercise direct lending to persons other than consumers. [read post]
29 May 2020, 11:28 am by Staff Attorney
The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products. [read post]
19 May 2020, 7:21 am by Staff Attorney
The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products. [read post]
19 May 2020, 7:21 am by Staff Attorney
The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products. [read post]
12 May 2020, 6:11 am by Staff Attorney
The investment attorneys of Gana Weinstein LLP are investigating investor claims of unsuitable investments in oil and gas related products. [read post]