Search for: "Trustees of the Industry Fund"
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26 Apr 2024, 3:00 am
The introduction of the bill was prompted by the use of NDAs during negotiations between fast food industry and labor groups over a landmark deal to raise California’s minimum wage for fast food workers. [read post]
28 Mar 2024, 10:36 am
Juan Carlos Sosa Allegedly Converted Customer’s Funds According to a letter of acceptance on March 19, 2024, the Financial Industry Regulatory Authority (FINRA) has barred former SagePoint Financial advisor Juan Carlos Sosa (CRD#: 4059846) from associating with any FINRA member at any time. [read post]
6 Mar 2024, 9:56 am
Deborah Turner, LW’07, served as the 20th president of the League of Women Voters of the United States and chair of the Board of Trustees of the League of Women Voters Education Fund. [read post]
15 Feb 2024, 9:08 pm
ASIC updated several legislative instruments, including extending relief from disclosure and reporting consistency obligations for super trustees. [read post]
12 Feb 2024, 6:07 am
But two obscure plaintiff firms, who are reported to be funded by Arnold Ventures, scooped the Schlichter firm in a very sophisticated lawsuit alleging fiduciary mismanagement of prescription-drug benefits. [read post]
31 Jan 2024, 9:50 am
” The AML/CFT program would have required sign-off by an investment adviser’s Board of Directors or Trustees, or if did not have one, by its sole proprietor, general partner, trustee, or other persons with similar functions. [read post]
19 Jan 2024, 3:00 am
DNyuz – Nick Corasaniti (New York Times) | Published: 1/17/2024 Political ads are a deeply entrenched multimillion-dollar industry, and one of the largest expenses of every presidential campaign. [read post]
9 Jan 2024, 9:18 am
” The AML/CFT program would have required sign-off by an investment adviser’s Board of Directors or Trustees, or if did not have one, by its sole proprietor, general partner, trustee, or other persons with similar functions. [read post]
19 Dec 2023, 9:05 pm
Given that it takes on average of only 17 days for a trustee to appoint a UCC after Chapter 11 filing, it is possible that the abnormal trading behavior that we observe is due to hedge funds’ access to public information released upon the bankruptcy filing. [read post]
9 Dec 2023, 9:03 pm
Pollman: For many insolvent or financially distressed businesses, bankruptcy provides an important process for preserving going-concern value or liquidating efficiently under the supervision of a bankruptcy trustee or court. [read post]
3 Dec 2023, 5:29 am
Trustee argues is different. [read post]
28 Nov 2023, 4:50 pm
The FAR comes into force on 15 March 2024 for the banking industry and on 15 March 2025 for superannuation funds and insurers. [read post]
28 Nov 2023, 7:42 am
He has been in the industry since 2013. [read post]
21 Nov 2023, 6:00 am
He is a member of The Media Institute’s Board of Trustees and First Amendment Advisory Council. [read post]
15 Nov 2023, 6:26 am
Industry Shaping Initiatives In fiscal year 2023, the Division conducted a number of initiatives to proactively investigate recurring or widespread violations in the securities industry. [read post]
14 Nov 2023, 9:01 pm
Industry Shaping Initiatives In fiscal year 2023, the Division conducted a number of initiatives to proactively investigate recurring or widespread violations in the securities industry. [read post]
8 Nov 2023, 9:05 pm
Industry participants cite lower compliance and marketing costs as a key reason CITs have lower fees than do comparable mutual funds. [read post]
8 Nov 2023, 6:35 am
Trustee’s office said in legal motion filed Thursday. [read post]
6 Nov 2023, 6:00 am
He is a member of The Media Institute’s Board of Trustees and First Amendment Advisory Council. [read post]
26 Oct 2023, 10:57 pm
NSW Government passes the Crimes Amendment (Corrupt Benefits for Trustees) Act 2023 On 12 September 2023, NSW Parliament passed the Crimes Amendment (Corrupt Benefits for Trustees) Bill 2023 (NSW) (Bill). [read post]
