Search for: "Trustees of the Industry Fund"
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8 May 2018, 11:54 pm
[The case is The Chemical Industries National Provident Fund v Tristar Investments] [read post]
21 May 2022, 6:31 am
Executive summary Key themes of survey While ESG is a significant opportunity in the mutual fund industry, boards need moreinformation Directors recognize the benefits, but most are taking a passive approach to implementing diversity Board culture is strong, but virtual meetings are taking its toll Board members value self assessments, but recognize there are limitations (more…) [read post]
21 May 2022, 6:31 am
Executive summary Key themes of survey While ESG is a significant opportunity in the mutual fund industry, boards need moreinformation Directors recognize the benefits, but most are taking a passive approach to implementing diversity Board culture is strong, but virtual meetings are taking its toll Board members value self assessments, but recognize there are limitations (more…) [read post]
6 Apr 2020, 7:44 am
Schmidt entered the securities industry in 1983. [read post]
4 Nov 2015, 2:39 pm
Definitely something to explore if you have funds available in which to settle your debts. [read post]
15 Nov 2011, 1:57 am
FIA strongly encourages the Trustee, with the assistance of the Commodity Futures Trading Commission and the clearing organizations, to complete an interim accounting and facilitate the prompt return of all customer funds. [read post]
10 Jun 2018, 6:18 am
Kitts entered the securities industry in 1997. [read post]
23 Jun 2021, 6:15 am
But does this rapidly growing sector of the investment industry actually deliver investment exposure to ESG goals, or has the demand for ESG investing led to overpriced, greenwashed funds that are merely marketed as ESG to chase the latest investment fad or extract higher fees from investors? [read post]
20 Nov 2006, 11:07 pm
At 30 June 2004 there were 1275 trustees. [read post]
5 May 2020, 9:24 pm
There has also been recent industry speculation regarding liquidity concerns as a consequence of COVID-19 involving at risk industries, as well as the Government’s early release of superannuation acting as a catalyst for the merger of some smaller funds. [read post]
8 Jul 2010, 10:00 am
A bankruptcy trustee in In re Life Fund 5.1 LLC, Bankruptcy No. 09 B 32672, Adversary No. 10 A 42, 2010 WL 2650024 (Bkrtcy.N.D. [read post]
21 Jun 2012, 1:23 am
What do you think are the most important changes in the industry since you first joined, and what do you see for the industry in the years ahead? [read post]
13 Jun 2018, 10:14 am
She has been permanently barred from the industry. [read post]
26 Aug 2019, 5:50 am
The court looked instead to mutual fund peer group fees as a more apt comparator, while also giving deference to the fee approval of the Fund’s independent trustees following a robust review process. [read post]
20 Jun 2012, 10:41 am
Fornell, the trustee of a pension plan, brought the claim against Morgan Keegan for out-of-pocket losses of $105,000 in the RMK Funds. [read post]
31 Mar 2015, 7:32 am
Bd. of Trustees of the National Elevator Industry Health Benefit Plan. [read post]
17 Apr 2016, 1:01 pm
David George, HFSB Trustee, and Head of Debt and Alternatives for the Future Fund of Australia, said: “The Future Fund works towards reshaping the investment model to prioritise the interests of the asset owners, and ultimate end-beneficiaries. [read post]
5 Apr 2009, 4:07 pm
A Financial Industry Regulatory Authority arbitration panel issued the award to Trustees of the Masonic Hall & Asylum Fund, which is an endowment for an Utica health-care facility. [read post]
19 Dec 2023, 9:05 pm
Given that it takes on average of only 17 days for a trustee to appoint a UCC after Chapter 11 filing, it is possible that the abnormal trading behavior that we observe is due to hedge funds’ access to public information released upon the bankruptcy filing. [read post]
2 Apr 2009, 11:52 am
Trustees of the Masonic Hall and Asylum Fund in Utica, N.Y were the investor who brought the FINRA arbitration claim, which likely ranks among the top 10 awards entered against a brokerage firm. [read post]
