Search for: "Trustees of the Industry Fund"
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22 Apr 2010, 5:00 am
Fredman in the CPA Journal Employee Investment in Private Funds By Igor Panshensky of Paul, Hastings, Janofsky & Walker LLP Private Fund Exemptions under the Investment Company Act - prior post Qualified Purchasers under the Investment Company Act - prior post Photo is of the Board of Directors and Officers of the Industrial Exhibition Association of Toronto 1930 used under Creative Commons License from the Toronto Public Library Special Collections [read post]
12 Oct 2011, 4:40 pm
Under a foreign fund exemption provision in the proposed Volcker regulations proposed by the SEC and the banking agencies, foreign banking entities could acquire or retain an ownership interest in, or act as sponsor to, a hedge fund or private equity fund so long as such activity occurs solely outside of the United States. [read post]
12 Feb 2013, 4:23 am
The question arose because the directors and officers of the bankrupt company wanted access to the insurance proceeds to fund defense expense or settlements, but the bankruptcy trustee wanted the proceeds preserved so they are available to satisfy the trustee's own claims, and so the trustee sought to subject payment of the proceeds to the bankruptcy stay. [read post]
16 Sep 2011, 12:15 pm
Darin Renton - As we discussed recently, Canadian registration rules were amended in July with the stated intention of improving the day-to-day operation of the rules for both industry and regulators. [read post]
23 May 2012, 3:17 am
An annual report written by trustees of the two funds stated that the shorter timelines point towards the urgency of reforms being required to maintain the solvency of the programs. [read post]
4 Jun 2012, 11:09 am
The Social Security Act established the Medicare Board of Trustees to oversee the financial operations of the HI and SMI trust funds. [read post]
15 May 2009, 8:27 am
May 15, 2009Re: The Concept Of Net Equity Being Used By The Trustee And SIPC. [read post]
28 Jun 2017, 10:48 am
A Financial Industry Regulatory Authority (“FINRA”) arbitration panel has awarded two investors $793,000 in their Puerto Rico municipal bond fraud case against UBS Financial Services (UBS) and UBS Financial Services of Puerto Rico (UBS-PR). [read post]
30 Nov 2015, 6:49 am
Board of Trustees of the National Elevator Industry Health Benefit Plan, involves the question of whether an ERISA fiduciary can recover money the plan claims it overpaid to the injured party/pan participant if the funds are no longer in the participant's possession and control.The Case that Could Change Subrogation RulesRobert Montanile was an ERISA plan member. [read post]
28 Oct 2015, 7:53 am
Montanile v Board of Trustees of the National Elevator Industry Health Benefit Plan presents a fact situation so pedestrian it is remarkable that the answer could be unclear: when someone with health insurance is injured in an automobile accident, does he have to reimburse the insurer for medical expenses covered by the plan if he later recovers from the other driver? [read post]
12 Jul 2013, 4:34 pm
After lamenting to the Memorial Business Journal that the NPS plea bargains will deprive consumers and the industry the opportunity to hear how Doug and his crew perpetrated so many frauds, the sole remaining NPS defendant may grant my wish. [read post]
11 May 2009, 12:42 pm
The Eighth Circuit noted the split between the approaches in Gartenberg and Jones, and concluded "the Gartenberg factors provide a useful framework for resolving claims of excessive fees, notwithstanding the substantial changes in the mutual fund industry that have occurred in the intervening years. [read post]
18 Mar 2008, 5:14 am
ERISA Class Action Failed to Establish Violation of Anti-Cutback Rule or Breach of Contract or Fiduciary Duties because Industry-Related Disability Pension was a Welfare Benefit Plan and an Ancillary Benefit Second Circuit Holds Plaintiffs, as recipients of an Industry-Related Disability Pension (IRD), filed a putative class action against the Sheet Metal Workers' National Pension Fund alleging breach of contract and breach of fiduciary duties under the Employee… [read post]
16 May 2013, 10:31 pm
It’s a testament to the food movement’s success that industry is responding with such sophisticated and well-funded public relations efforts. [read post]
20 Jan 2016, 6:47 pm
Board of Trustees of the National Elevator Industry Health Benefit Plan with a wholly pedestrian opinion that treated the case as almost entirely governed by the Court’s existing case law for the Employee Retirement Income Security Act of 1974 (ERISA). [read post]
20 Feb 2017, 5:36 pm
In that case, the contest was between a bonding company and the contractor’s trustee in bankruptcy pursuant to the Bankruptcy and Insolvency Act. [read post]
8 Nov 2023, 9:05 pm
Industry participants cite lower compliance and marketing costs as a key reason CITs have lower fees than do comparable mutual funds. [read post]
6 Jun 2022, 6:32 am
According to Barron’s, $400 billion was invested in U.S. mutual funds and assets that have an ESG orientation in 2021. [1] However, it remains a challenge for issuers, asset managers, regulators and other industry participants to determine whether a particular business, industry, or product promotes or is harmful to ESG considerations. [read post]
6 Jun 2022, 6:32 am
According to Barron’s, $400 billion was invested in U.S. mutual funds and assets that have an ESG orientation in 2021. [1] However, it remains a challenge for issuers, asset managers, regulators and other industry participants to determine whether a particular business, industry, or product promotes or is harmful to ESG considerations. [read post]
1 Jul 2009, 9:11 am
The brokerage industry-funded Securities Investor Protection Corporation, established by Congress in 1970 to help swindled investors, said in a statement that the amount exceeded its previous 11 largest liquidations. [read post]
