Search for: "Trustees of the Industry Fund"
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31 May 2018, 3:00 am
They must be structured as a corporation, business trust or similar association and be managed by a board of directors or trustees. [read post]
11 Nov 2020, 6:24 am
The surge in academic work mirrors the massive rise in the importance of ESG principles in the investment management industry. [read post]
28 Sep 2021, 7:32 am
The Financial Industry Regulatory Authority (FINRA) operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. [read post]
9 Sep 2008, 4:44 pm
Trustees normally look to trust income for administrative expenses. [read post]
22 Aug 2011, 9:15 am
These investors transferred funds for the purchase CDs, noted SIFMA, and CDs were in fact purchased with those funds. [read post]
6 Nov 2013, 10:22 am
(ESA), an environmental and industrial engineering firm, asks its bonding company, Hanover, to issue performance & payment bonds for seven new federal contracts totaling more than $3.9 million. [read post]
8 Mar 2014, 12:47 pm
Lynch, and could even be dangerous by opening up the Volcker Rule to gaming by the industry. [read post]
8 Apr 2009, 5:07 pm
Legislation Introduced to Eliminate Carried Interest "Loophole" As we are all well aware, the partnership structure of hedge funds allows the management companies of these funds to receive an "allocation" of the fund's income. [read post]
30 Dec 2011, 11:23 am
Statements must be sent to the fund or, in certain cases, investors the fund within 120 days after the fund’s fiscal year end. [read post]
3 May 2010, 2:38 pm
The MBTFA provides that upon receipt of payment from the owner, a trust is created for the benefit of contractors, laborers, subcontractors and suppliers, and makes the contractor or subcontractor who receives the payment a trustee of the funds. [read post]
25 Nov 2013, 5:00 am
Mandel was the Ohio Treasurer and had the power to appoint trustees to the Ohio pension plans. [read post]
18 May 2018, 12:50 pm
Wells Fargo Named in Whistleblower Lawsuit by Pension Fund The Chattanooga Fire and Police Pension Fund is accusing Wells Fargo (WFC) , a fund trustee, of acting erroneously by keeping the fee rebates of mutual fund fees that should have been issued to the pension fund. [read post]
31 Aug 2017, 8:28 am
Six of the 10 categories of contributions provided in the CBA were at issue: Credit Union, Working Fee Fund, TCPT Pension, Pension Supplement, International Training Fund, and Industry Fund benefits. [read post]
14 Feb 2012, 2:33 pm
Department of Treasury and has authority to monitor all aspects of the insurance industry. [read post]
13 May 2011, 10:36 am
That CFDA board member also served as a trustee for one of the advisor’s funds, for which he received compensation. [read post]
13 Mar 2020, 2:28 pm
He served as a director of the Smithsonian Institution and as a trustee of the Ochsner Medical Institution. [read post]
24 Apr 2007, 2:22 pm
Saving, a trustee. [read post]
8 Dec 2008, 12:59 am
The Liquidation Plan On December 3, 2008, the fund’s trustees issued a "Plan of Liquidation and Distribution of Assets" (here). [read post]
14 Jan 2016, 8:13 am
From a plan administrator’s perspective this asks the administrator to have the knowledge about the financial industry to understand how these investments work and the ability to properly negotiate billion dollar investment deals. [read post]
1 Mar 2017, 10:00 am
Receipt of Client’s funds by Swiss Metal Assets3. [read post]
