Search for: "Trustees of the Industry Fund"
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29 Sep 2009, 8:11 am
Other lawyers are launching or preparing legal action against securities brokers who sold MedCap funds. [read post]
5 Aug 2020, 8:55 pm
APRA publishes industry and fund-level data on the temporary early release of superannuation due to COVID-19 APRA has continued to publish industry-level and fund-level data on the temporary early release of superannuation scheme due to the impacts of COVID-19. [read post]
7 Aug 2017, 2:47 pm
When he reached the maximum under that insurance plan, Skinner approached the Board of Trustees of the Canadian Elevator Industry Welfare Fund, the body responsible for the management of the plan that provided health benefits for those working in the unionized sector of the Canadian elevator industry. [read post]
27 May 2010, 5:08 am
WASHINGTON andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
16 Apr 2010, 8:00 am
We urge others in the industry to follow. [read post]
28 Mar 2024, 10:36 am
Juan Carlos Sosa Allegedly Converted Customer’s Funds According to a letter of acceptance on March 19, 2024, the Financial Industry Regulatory Authority (FINRA) has barred former SagePoint Financial advisor Juan Carlos Sosa (CRD#: 4059846) from associating with any FINRA member at any time. [read post]
11 Dec 2011, 5:52 pm
According to the lawsuit, Moss Adams failed to follow both internal and industry standards in conjunction with the audits of various Meridian funds. [read post]
9 Apr 2012, 7:03 am
Griffin and the trustee and the trust is appropriate because “no defendant ever had ‘possession’ of the disputed funds.” The dismissal as to Mrs. [read post]
8 Apr 2019, 10:40 am
But what happens when an industrial tenant or occupant of a farm property walks away or goes bankrupt? [read post]
8 Apr 2019, 10:40 am
But what happens when an industrial tenant or occupant of a farm property walks away or goes bankrupt? [read post]
23 Jul 2013, 11:06 am
Contractors and suppliers are frequently targeted by bankruptcy trustees for such claims. [read post]
2 Nov 2009, 2:33 pm
The justices are considering the impact of the federal law that governs the mutual fund industry and its $10 trillion in assets. [read post]
8th Circuit: Law Firm Cannot Be Sued For Failure to Hold Money to Satisfy ERISA Subrogation Interest
1 Oct 2012, 3:01 am
In Treasurer, Trustees of Drury Industries, Inc. [read post]
23 Mar 2017, 4:38 pm
The massive Brazilian corruption scandal that began with an investigation of the state-owned oil company Petrobras and that has since spread both to other industries, including the construction industry, and to other Latin American countries, has now spread to an investigation of unsanitary practices and corruption in Brazil’s meatpacking industry. [read post]
17 Aug 2014, 11:21 am
This issue was highlighted by Nebraska’s Department of Insurance when preneed legislation was discussed with the industry last year. [read post]
28 Sep 2021, 8:55 pm
To support that, the Working Group recommends industry develop guidance, in collaboration with the BoE and FCA, on good practices for liquidity management at a fund level. [read post]
26 Apr 2018, 7:39 am
In some circumstances (where, for example, the industrial practice is such that the use of labour and material payment bonds to offset the risks arising from unpaid subcontractors are common), it may well be that very little, or even nothing, will be required on the part of a trustee to notify potential beneficiaries of the trust’s existence. [read post]
17 Oct 2008, 7:26 pm
In each instance, the settlement plan contained insufficient cash to permit the SNT trustee to purchase a needed house and/or a vehicle. [read post]
18 Feb 2010, 9:53 am
Requirements for Fund Managers Zero-tolerance gift prohibition – fund managers must certify that they have not given any gifts to any employees of the Comptroller’s Office, nor to any employees or trustees of the New York City pension systems; Minimizing contact – fund managers must disclose all contact with employees of the Comptroller’s Office regarding new investments as well as all contact with pension trustees and other… [read post]
17 Oct 2014, 7:51 am
Vaught improperly retained $6,860 to which he was not entitled from the trust funds. [read post]
