Search for: "Turner Industries, LLC"
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27 May 2016, 8:20 am
Shaquille Turner has joined the management team as a project engineer with Willow Construction LLC, an Easton-based commercial, industrial and residential construction company. [read post]
19 May 2017, 9:08 am
Formerly of Metlife Securities Inc. and Pruco Securities, LLC, Turner accrued nearly two dozen disclosures — including customer disputes, a regulatory action, and a separation following allegations — during his three-year tenure in the industry. [read post]
21 Apr 2023, 6:20 am
Turner consented to an Acceptance, Waiver and Consent (AWC) with FINRA the Financial Industry Regulatory Authority, which permanently barred him from the Securities Industry. [read post]
17 Apr 2015, 10:35 am
Turner & Company, LLC for failing to supervise consolidated reports. [read post]
14 Jul 2016, 7:13 am
Turner had been employed and registered with Pruco Securities, LLC, a broker-dealer, from July 2013 to August 2015, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
13 Dec 2009, 7:22 am
Turner Fined $250,000 for Failing to Supervise Commissions Charged on Stock Trades Washington, D.C. - The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a $250,000 fine against J.P. [read post]
12 May 2015, 7:09 am
Securities, LLC (LaSalle), and J.P. [read post]
27 Jun 2014, 5:00 am
The Financial Industry Regulatory Authority (FINRA) sanctioned broker-dealer J.P. [read post]
6 Dec 2013, 12:27 pm
According to new s release, the Financial Industry Regulatory Authority (FINRA) ordered broker-dealer J.P Turner & Co to pay more than $700,00 in restitution to customers. [read post]
18 Jun 2009, 7:39 am
The Financial Industry Regulatory Authority is accusing Park Financial Group Inc., JP Turner & Co., and Legent Clearing LLC of inadequate anti-money laundering procedures. [read post]
10 Feb 2016, 6:08 pm
The Financial Industry Regulatory Authority (FINRA) sanctioned J.P. [read post]
6 Feb 2014, 10:10 am
Turner & Company, LLC (“JP Turner”), has been barred by the Financial Industry Regulatory Authority (FINRA) concerning allegations that from August 12, 2009, through September 21, 2011, Winterrowd misappropriated approximately $1.5 million from at least four different customers and used the funds for his own purposes. [read post]
25 Feb 2019, 1:54 am
Further, the Complaint alleges that Castleberry falsely stated on its website and in promotional materials that Turner has extensive finance industry experience, a MBA degree, and a law degree, while concealing that its President has been conv... [read post]
11 Mar 2020, 8:47 am
Turner & Company, LLC ARC Healthcare Trust II Healthcare Trust Inc. [read post]
7 Jan 2020, 2:17 pm
Turner & Company, LLC Capital Asset Funds Tax Exempt Portfolio American General Financial Corporation Wells Fargo Bank N.A CD. [read post]
9 Sep 2013, 1:06 pm
Turner & Co., LLC (J.P. [read post]
31 Jan 2019, 7:56 am
Michael Turner Morrissett (CRD #1456789) is a registered broker and investment advisor who is currently employed with Wells Fargo Clearing Services, LLC (CRD #19616) of Roanoke, VA. [read post]
24 Jan 2014, 6:28 am
According to FINRA the three brokers owned and controlled two companies – Allen Partners Capital, LLC (APC) and Allen Partners, LLC (AP). [read post]
8 Jun 2016, 2:59 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
9 Dec 2010, 10:50 am
" About R-T Specialty, LLC R-T Specialty, LLC is a subsidiary of Ryan Specialty Group, LLC specializing in wholesale brokerage, MGU/MGA underwriting facilities and other services to agents, brokers and carriers. [read post]
