Search for: "U. S. Commodity Futures Trading Commission"
Results 1 - 20
of 52
Sort by Relevance
|
Sort by Date
20 Mar 2024, 2:42 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
30 Jan 2024, 9:02 pm
”[26] In the Commission’s telling, “[a]s part of the settlement process, the Commission and a defendant negotiate terms,” and “if either party disagrees with terms t [read post]
25 Jan 2024, 9:01 pm
” Unlike whistleblower programs run by agencies like the Securities and Exchange Commission, Commodity Futures Trading Commission and the Financial Crimes Enforcement Network of the Department of the Treasury, the Program does not offer financial incentives for reporting misconduct. [read post]
12 Sep 2023, 9:01 pm
This is good for those investing for their future and for issuers. [read post]
17 Mar 2023, 12:13 pm
Commodity Futures Trading Commission Enforcement Attorney Melanie Devoe, among other U.S. and UK attorneys and advocates, will join Kohn on this panel to discuss what has worked for American laws and programs and how the UK can implement and expand on those successes. [read post]
19 Jan 2023, 10:16 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission. [read post]
3 Oct 2022, 7:52 am
Commodities Futures Trading Commission asserted its jurisdiction over “virtual currencies. [read post]
31 Aug 2022, 9:01 pm
Commodity Futures Trading Commission announced an investigation in relation to whether Glencore (or its subsidiaries) possibly violated various provisions of the Commodity Exchange Act or regulations, through corrupt practices in connection with commodities. [read post]
31 Mar 2022, 1:19 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
3 Mar 2022, 2:41 pm
FinCEN and the Commodity Futures Trading Commission found that BitMEX was operating as an unregistered futures commission merchant under the BSA, and that it failed to comply with the BSA’s AML program requirements, including by failing to maintain an adequate customer identification program. [read post]
24 Dec 2021, 6:26 am
Commodity Futures Trading Commission (CFTC) recently issued its largest award ever—a $200 million payment—which was also awarded to an imperfect whistleblower. [read post]
1 Sep 2021, 3:00 am
’s Mid-Year Cumulative Environmental Action News Update. [read post]
1 Sep 2021, 3:00 am
’s Mid-Year Cumulative Environmental Action News Update. [read post]
12 Aug 2021, 1:51 pm
Last year, the Commodity Futures Trading Commission (CFTC) sued BitMEX and named the three founders as defendants in the case. [read post]
12 Aug 2021, 1:51 pm
Last year, the Commodity Futures Trading Commission (CFTC) sued BitMEX and named the three founders as defendants in the case. [read post]
3 Jun 2021, 3:00 am
Water futures are distinct from other commodity futures because they do not increase the supply of water nor can the purchase of water futures facilitate moving water between locations. [read post]
3 Jun 2021, 3:00 am
Water futures are distinct from other commodity futures because they do not increase the supply of water nor can the purchase of water futures facilitate moving water between locations. [read post]
4 May 2021, 11:11 am
Securities and Exchange Commission and the Commodity Futures Trading Commission as effective models. [read post]
4 May 2021, 11:11 am
Securities and Exchange Commission and the Commodity Futures Trading Commission as effective models. [read post]
29 Mar 2021, 12:43 pm
This was announced by the Commodity Futures Trading Commission (CFTC) regulator on Friday. [read post]
