Search for: "U. S. Commodity Futures Trading Commission"
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18 Dec 2008, 9:15 am
But the most notable bullet-point on Schapiro’s resume might be her stint as the chair of the Commodities Futures Trading Commission during the Clinton administration. [read post]
24 Dec 2021, 6:26 am
Commodity Futures Trading Commission (CFTC) recently issued its largest award ever—a $200 million payment—which was also awarded to an imperfect whistleblower. [read post]
1 Oct 2020, 5:39 am
Posted by Bob Litterman, Commodity Futures Trading Commission, on Thursday, October 1, 2020 Editor's Note: Bob Litterman is Chairman of the Climate-Related Market Risk Subcommittee of the Commodity Futures Trading Commission (CFTC). [read post]
22 Nov 2008, 4:28 pm
SEC Chairman Cox, as well as the aforementioned Treasury Department blueprint, has proposed merging the SEC with the agency responsible for regulating derivatives trading, the Commodity Futures Trading Commission. [read post]
29 Sep 2014, 6:42 am
To the contrary, the Commodities Futures Trading Commission and other government agencies regulate exchange arbitration to ensure that the process is sufficiently robust to be relied upon for just results. [read post]
2 May 2018, 1:02 pm
Earlier this year, the Commodity Futures Trading Commission (CFTC) brought charges against Colorado resident Dillon Michael Dean for soliciting more than $1.1 million in bitcoin from the public under the pretense of investing funds. [read post]
19 Jan 2023, 10:16 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission. [read post]
14 Oct 2014, 8:58 pm
Commodity Futures Trading Commission Chairman Timothy Massad, Federal Deposit Insurance Corporation Vice Chairman Thomas Hoenig, Federal Deposit Insurance Corporation Board Member Jeremiah Norton, Federal Reserve Board Governor Daniel Tarullo, Federal Reserve Bank of New York President William Dudley, and Deputy Treasury Secretary Sarah Bloom Raskin. [read post]
20 Mar 2024, 2:42 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
1 Oct 2017, 3:22 pm
At the federal level, regulators can be clustered in the following areas: Depository regulators—Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), and Federal Reserve for banks; and National Credit Union Administration (NCUA) for credit unions; Securities markets regulators—Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC); Government-sponsored enterprise (GSE)… [read post]
31 Mar 2022, 1:19 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
17 Jul 2012, 8:31 am
The US Commodity Futures Trading Commission (“CFTC”) may choose not to sanction firms for failing to comply with the rules by the compliance dates, given the complexity and novelty of the new regulatory regime, according to Don Thompson, managing director and associate general counsel at JP Morgan in New York. [read post]
3 Mar 2022, 2:41 pm
FinCEN and the Commodity Futures Trading Commission found that BitMEX was operating as an unregistered futures commission merchant under the BSA, and that it failed to comply with the BSA’s AML program requirements, including by failing to maintain an adequate customer identification program. [read post]
2 May 2012, 11:29 am
City Trading LLC (PDF) European Commission Calls for Delay in Implementation of U.S. [read post]
23 Apr 2018, 11:51 am
In February, the Senate Banking Committee heard testimony from the chairman of the Commodity Futures Trading Commission (CFTC), Christopher Giancarlo, and the chairman of the Securities and Exchange Commission (SEC), Jay Clayton. [read post]
25 Jan 2024, 9:01 pm
” Unlike whistleblower programs run by agencies like the Securities and Exchange Commission, Commodity Futures Trading Commission and the Financial Crimes Enforcement Network of the Department of the Treasury, the Program does not offer financial incentives for reporting misconduct. [read post]
10 Mar 2014, 9:01 pm
Gox’s rescue, regulars have turned their gaze to other Bitcoin exchanges and the future of such activity. [read post]
17 Mar 2023, 12:13 pm
Commodity Futures Trading Commission Enforcement Attorney Melanie Devoe, among other U.S. and UK attorneys and advocates, will join Kohn on this panel to discuss what has worked for American laws and programs and how the UK can implement and expand on those successes. [read post]
27 Nov 2014, 12:00 am
Commodity Futures Trading Commission (“CFTC”) announced he intended to introduce regulations to the Bitcoin marketplace. [read post]
31 Aug 2022, 9:01 pm
Commodity Futures Trading Commission announced an investigation in relation to whether Glencore (or its subsidiaries) possibly violated various provisions of the Commodity Exchange Act or regulations, through corrupt practices in connection with commodities. [read post]
