Search for: "U.S. Commodity Futures Trading Commission"
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2 Nov 2022, 6:38 am
Commodity Futures Trading Commission (CFTC) released its 2022 Annual Report on its whistleblower program. [read post]
9 Jul 2012, 8:58 am
Commodity Futures Trading Commission (“CFTC”) will vote on Tuesday on the definition of a “swap,” an event which will trigger a countdown to the commencement of various regulatory compliance dates for major players in the swaps market. [read post]
8 May 2019, 12:36 pm
Commodity Futures Trading Commission (CFTC) Chairman Christopher Giancarlo. [read post]
20 Mar 2022, 7:44 pm
Commodity Futures Trading Commission with “useful information at the earliest stages of the investigation” and supplemental information later on will be awarded $10 million. [read post]
27 Jun 2013, 1:47 am
Commodity Futures Trading Commission (CFTC) today filed an enforcement action in the United States District Court for the Southern District of New York against MF Global Inc. [read post]
1 Aug 2020, 4:01 pm
On July 31, 2020, the Federal Register published the final Volcker Rule covered funds amendments promulgated in June by the federal financial services regulators (the Federal Reserve Board, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, the Office of the Comptroller of the Currency, and the Commodity Futures Trading Commission). [read post]
11 Feb 2021, 6:13 am
Agency for International DevelopmentFederal Communications CommissionSecurities and Exchange CommissionNuclear Regulatory Commission Commodity Futures Trading Commission National Aeronautics and Space AdministrationU.S. [read post]
8 Mar 2014, 4:13 am
Commodity Futures Trading Commission (Commission) issued a Staff Advisory on best practices for financial institutions that must comply with Gramm-Leach-Bliley Act (GLBA) provisions on data security and customer privacy. [read post]
13 Jan 2017, 12:02 pm
Commodity Futures Trading Commission (“CFTC”) shook things up in 2016 with new theories and fresh interpretations of the law. [read post]
11 Dec 2020, 7:25 am
Commodity Futures Trading Commission (CFTC) announced an order filing and settling corruption charges against Vitol Inc., an energy and commodities trading firm. [read post]
14 May 2020, 7:35 am
On March 28, 2020, the Commodity Futures Trading Commission (CFTC) issued final interpretive guidance (Guidance) clarifying its position with respect to retail commodity transactions and the “actual delivery” exception in the context of digital assets. [read post]
10 Mar 2022, 1:50 pm
Commodity Futures Trading Commission (CFTC) announced two whistleblower awards totaling approximately $500,000. [read post]
28 Jul 2016, 5:00 am
Existing Regulation 3.10(c)(3)(i) provides an exemption from registration as a commodity pool operator (CPO), commodity trading advisor (CTA), or introducing broker (IB) if a person and the transaction meet the following conditions:The person is located outside the U.S. [read post]
3 Nov 2021, 6:00 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program released its annual report to Congress. [read post]
22 Mar 2020, 5:51 pm
Commodity Futures Trading Commission often causes panic by the recipient given the civil and criminal penalties associated with Commodities Exchange Act violations. [read post]
1 Sep 2016, 8:55 am
Commodity Futures Trading Commission (CFTC) announced today that it is requesting public comment on proposed amendments to the Whistleblower Rules found in Part 165 of the CFTC’s Regulations. [read post]
24 Nov 2021, 12:16 pm
Commodity Futures Trading Commission (CFTC) announced that two whistleblowers received approximately $1 million for the “significant information and substantial assistance” they provided to the agency “during the underlying investigation. [read post]
22 May 2012, 11:03 am
Senate Banking Committee today in a hearing featuring the heads of the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
23 Feb 2023, 6:50 am
Commodity Futures Trading Commission (CFTC) issued a whistleblower award, the first of the 2023 Fiscal Year. [read post]
31 May 2012, 10:37 am
Commodity Futures Trading Commission convened a roundtable today, seeking expert input on how to implement the Volcker rule, passed by Congress as part of the Dodd-Frank Act in 2010. [read post]
