Search for: "U.S. Commodity Futures Trading Commission"
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23 Nov 2009, 1:53 pm
Commodity Futures Trading Commission (CFTC) civil enforcement action against a New York Mercantile Exchange broker for "knowingly" manipulating settlement prices for electricity future contracts on behalf of Avista Energy, Inc. in 1998. [read post]
25 May 2022, 2:48 pm
Commodity Futures Trading Commission (CFTC) announced settled charges against Glencore International A.G. of Switzerland, Glencore Ltd. of New York, and Chemoil Corporation of New York (collectively, Glencore), an energy and commodities trading firm, for manipulation and foreign corruption in the U.S. and global oil markets. [read post]
25 May 2022, 2:48 pm
Commodity Futures Trading Commission (CFTC) announced settled charges against Glencore International A.G. of Switzerland, Glencore Ltd. of New York, and Chemoil Corporation of New York (collectively, Glencore), an energy and commodities trading firm, for manipulation and foreign corruption in the U.S. and global oil markets. [read post]
18 Mar 2019, 2:49 pm
On March 13, the Commodity Futures Trading Commission (CFTC) issued an order exempting certain derivatives trading facilities regulated by the Monetary Authority of Singapore (MAS) from the requirement to register with the CFTC as swap execution facilities (SEFs), and MAS announced the issuance of regulations exempting certain derivatives trading venues regulated by the CFTC from the requirement to be a MAS-authorized approved exchange… [read post]
25 Oct 2023, 1:58 pm
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for an enforcement action taken against Ceres Global Ag Corp. over allegations that the Minnesota-based company attempted to manipulate the price of oats futures contracts. [read post]
15 Apr 2011, 11:42 am
The Commodity Futures Trading Commission (CFTC) filed suit against New Century Investment Management LLC of Southampton, Pennsylvania, and its principal, Ward Onsa of Marco Island, Florida, on April 5, 2011. [read post]
5 Oct 2015, 8:56 am
Commodity Futures Trading Commission announced that it would issue an award of approximately $290,000 to whistleblowers for providing valuable information about violations of the Commodity Exchange Act. [read post]
28 Oct 2015, 9:00 pm
Commodity Future Trading Commission (CFTC) is seeking important information on infringements against the Commodity Exchange Act (CEA). [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
21 Dec 2022, 10:00 pm
Commodity Futures Trading Comm'n v. [read post]
11 Sep 2012, 1:33 pm
Commodity Futures Trading Commission is adopting regulations to implement certain provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act): 17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants View more rules on the CFTC’s website. [read post]
23 Apr 2012, 2:38 pm
That suit alleges that Swiss commodities trading firm Arcadia Petroleum Ltd. [read post]
27 Sep 2023, 12:36 pm
Commodity Futures Trading Commission (CFTC) issued a whistleblower award for over $300,000. [read post]
20 Jun 2016, 1:07 pm
Commodity Futures Trading Commission (CFTC) issued a final rule that clarified reporting obligations for completed swap transactions, such as providing additional instruction relating to who must report the various aspects of the transaction. [read post]
9 May 2010, 5:57 am
Commodity Futures Trading Commission (CFTC), and Michel A. [read post]
15 Oct 2007, 4:00 pm
Commodity Futures Trading Commission (CFTC) ordered Interactive Brokers LLC (IBL) to relinquish $175,000 in commissions, for failing to properly supervise its compliance employees while handling a commodity futures trading account. [read post]
