Search for: "U.S. Commodity Futures Trading Commission"
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17 Oct 2023, 12:03 pm
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened a hybrid meeting today to discuss certain issues relating to…Read the Full Press Release Have a securities law question? [read post]
13 Oct 2023, 12:20 pm
Commodity Futures Trading Commission (CFTC) issued an $18 million whistleblower award to an individual who voluntarily provided original information and further assistance which led to successful enforcement actions by both the CFTC and another agency. [read post]
27 Sep 2023, 12:36 pm
Commodity Futures Trading Commission (CFTC) issued a whistleblower award for over $300,000. [read post]
25 Sep 2023, 9:01 pm
On September 7, 2023, the Commodity Futures Trading Commission (CFTC) issued three enforcement settlement orders against developers of decentralized finance (DeFi) protocols.1 The orders charge Opyn, Inc., Deridex, Inc., and ZeroEx, Inc. (0x) with illegally offering leveraged and margined retail commodity transactions in digital assets through their DeFi protocols.2 Opyn and Deridex were also charged for operating as unregistered swap execution… [read post]
21 Sep 2023, 9:01 pm
” The Federal Trade Commission and the U.S. [read post]
12 Sep 2023, 9:01 pm
This is good for those investing for their future and for issuers. [read post]
11 Sep 2023, 8:51 am
The Commodity Futures Trading Commission announced Judge David A. [read post]
5 Sep 2023, 4:00 am
In support, the U.S. [read post]
1 Sep 2023, 10:13 am
On August 31, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a recent enforcement action taken against Goldman Sachs over allegations that the company committed recordkeeping violations. [read post]
29 Aug 2023, 2:17 pm
In the 1995 case of U.S. v. [read post]
23 Aug 2023, 11:22 am
The bill addresses a funding crisis threatening to undermine the whistleblower program of the Commodity Futures Trading Commission (CFTC). [read post]
21 Aug 2023, 7:47 am
Professor Family lends her expertise to policy discussions about the future of administrative law and immigration law. [read post]
21 Aug 2023, 7:47 am
Professor Family lends her expertise to policy discussions about the future of administrative law and immigration law. [read post]
15 Aug 2023, 9:01 pm
” It was that same year that the staff at the Commodity Futures Trading Commission (CFTC) began looking into this. [read post]
14 Aug 2023, 8:45 am
The CTA requires a range of entities to file a report with the U.S. [read post]
14 Aug 2023, 8:45 am
The CTA requires a range of entities to file a report with the U.S. [read post]
12 Aug 2023, 5:34 pm
The ISSB's standards are more stringent than the ones the SEC is expected to adopt, so U.S. reporting companies may have to comply with the more stringent standard if they operate in jurisdictions outside the U.S. that have adopted the ISSB standards. [read post]
10 Aug 2023, 7:00 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office posted Notices of Covered Actions (NCAs) for recordkeeping charges filed against major financial institutions. [read post]
1 Aug 2023, 4:02 pm
The Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS) also released statements honoring the day. [read post]
1 Aug 2023, 7:28 am
” Kohn explains that following the passage of the Dodd-Frank Act, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) did not predict the transnational reach of their programs and did not involve global actors in their rulemaking process. [read post]
