Search for: "U.S. Commodity Futures Trading Commission"
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16 Oct 2009, 8:02 am
Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) issued a joint report on the issue of regulatory harmonization. [read post]
8 Jun 2011, 9:15 am
Commodity Futures Trading Commission is on the hunt. [read post]
23 Oct 2017, 5:06 pm
Commodity Futures Trading Commission (“CFTC“) announced determinations by the CFTC and the European Commission (“EC“) on comparability and equivalence of margin requirements for uncleared swaps. [read post]
14 Apr 2012, 11:13 am
Nineteen U.S. senators have filed an amicus brief in federal court supporting action en by the Commodity Futures Trading Commission to impose trading limits on speculators in U.S. commodity markets to combat excessive speculation and combat high prices for gasoline, crude oil, food, and other commodities. [read post]
7 Apr 2020, 8:26 am
Commodity Futures Trading Commission (CFTC) has issued a warning to the public of possible fee scams and “get rich quick” schemes that aim to prey on the fallout from the coronavirus pandemic. [read post]
25 Sep 2023, 9:01 pm
On September 7, 2023, the Commodity Futures Trading Commission (CFTC) issued three enforcement settlement orders against developers of decentralized finance (DeFi) protocols.1 The orders charge Opyn, Inc., Deridex, Inc., and ZeroEx, Inc. (0x) with illegally offering leveraged and margined retail commodity transactions in digital assets through their DeFi protocols.2 Opyn and Deridex were also charged for operating as unregistered swap execution… [read post]
5 Jun 2012, 8:41 am
The Commodities Futures Trading Commission (CFTC) is expanding its investigation into whether J.P. [read post]
31 Dec 1969, 4:00 pm
Commodity Futures Trading Commission (“CFTC”) recently released their annual reports on enforcement activities for fiscal year 2016 (October 2015 through September 2016). [read post]
25 Jun 2010, 10:21 am
On June 16, the Alberta Securities Commission and the U.S. [read post]
29 Dec 2010, 11:48 am
Commodity Futures Trading Commission to make some of their rules dealing with over-the-counter derivatives more stringent, arguing that the rules don’t go far enough to keep... [read post]
25 Jun 2012, 2:59 pm
Case in point...The trading of non-U.S. futures contract through a U.S. futures commission merchant. [read post]
21 Jan 2010, 6:36 am
Commodity Futures Trading Commission v. [read post]
28 Dec 2020, 12:17 pm
Commodity Futures Trading Commission (CFTC). [read post]
7 Dec 2010, 12:58 pm
Commodity Futures Trading Commission has won a $25.7 million penalty against a company charged with operating a foreign currency Ponzi scheme involving more than 100 customers. [read post]
13 Jul 2015, 3:18 pm
Commodity Futures Trading Commission today issued a joint report analyzing the significant volatility in the U.S. [read post]
10 Feb 2017, 10:40 am
Commodity Futures Trading Commission is undergoing a transformation with the new Trump administration while staying on course with its statutory mission of protecting US commodities and derivatives markets. [read post]
16 Dec 2019, 5:04 pm
Commodity Futures Trading Commission (CFTC) approved a final rule eliminating the provisions of the Commission’s Regulations that established the formulation, amendment or repeal of its rules or regulations. [read post]
15 Apr 2011, 11:42 am
The Commodity Futures Trading Commission (CFTC) filed suit against New Century Investment Management LLC of Southampton, Pennsylvania, and its principal, Ward Onsa of Marco Island, Florida, on April 5, 2011. [read post]
13 Jul 2012, 1:58 pm
Commodity Futures Trading Commission is adopting new and amended rules, guidance, and acceptable practices to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
15 Aug 2016, 9:36 am
Commodity Futures Trading Commission (CFTC) announced three separate enhancements relating to the protection of customer funds. [read post]
