Search for: "U.S. Commodity Futures Trading Commission"
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31 Jul 2023, 11:34 am
” Among the agencies which recognized National Whistleblower Day this year were two with hugely important whistleblower award programs: the Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS). [read post]
31 Jul 2023, 11:26 am
Securities and Exchange Commission and the Commodity Futures Trading Commission over its employees’ use of messaging applications that broke record-keeping rules. [read post]
30 Jul 2023, 9:01 pm
By following the mandates of the Strategy in drafting regulations, FinCEN will be able to set up a whistleblower program that protects and compensatea whistleblowers in extreme danger worldwide The AML Whistleblower Improvement Act was modeled off the whistleblower provisions of the Dodd-Frank Act, which established the successful whistleblower programs of the Securities and Exchange Commission (“SEC”) and Commodities and Futures Trading Commision… [read post]
28 Jul 2023, 1:02 pm
The U.S Code 42 U.S. [read post]
28 Jul 2023, 12:30 pm
Online prediction market PredictIt allows people to make bets on the outcome of political events, which is the sort of "event contract" that normally requires one to be registered with the Commodities Futures Trading Commission. [read post]
26 Jul 2023, 12:11 pm
The bill is heralded by whistleblower advocates as a necessary fix to the funding crisis facing the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
24 Jul 2023, 9:01 pm
Senate two weeks ago seeks “to bring crypto assets within the regulatory perimeter” by granting oversight responsibility to the Commodity Futures Trading Commission (CFTC) for most forms of cryptocurrency. [read post]
20 Jul 2023, 10:44 am
For background, on September 22, 2022, the CFTC charged Ooki DAO for engaging in unlawful off-exchange leveraged and margined retail commodity transactions, engaging in activities performed by a registered futures commission merchant, and failing to implement appropriate Customer Information Program/KYC/AML procedures in violation of the Commodity Exchange Act of 1936, as amended (the “CEA”). [read post]
17 Jul 2023, 1:50 pm
On July 14, the Commodity Futures Trading Commission (CFTC) announced that the Director of the Whistleblower Office, Christopher Ehrman, was stepping down from his role. [read post]
17 Jul 2023, 8:27 am
On July 13, 2023, U.S. [read post]
17 Jul 2023, 7:56 am
Most environmental products trade as commodities, not as derivatives,” Malyshev said. [read post]
10 Jul 2023, 8:26 am
The U.S. [read post]
29 Jun 2023, 9:01 pm
Agencies such as the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have asserted jurisdiction over various cryptoasset activities and businesses through enforcement actions brought under existing securities and commodities laws. [read post]
26 Jun 2023, 10:30 pm
Cryptocurrency and Blockchain Litigation and Regulatory Enforcement Access this practice note for key information on cryptocurrency and blockchain criminal fraud litigations and prosecutions by various agencies, including the Department of Justice, Securities and Exchange Commission, and Commodity Futures Trading Commission, and various state attorneys general, and private plaintiffs. [read post]
26 Jun 2023, 7:27 am
In December 2021, the brokerage arm of JPMorgan agreed to pay $200 million in fines in settlements with the SEC and the Commodity Futures Trading Commission, and admit it failed to keep track of employees’ use of personal messaging apps such as WhatsApp that circumvented record-keeping requirements. [read post]
21 Jun 2023, 10:40 am
Commodity Futures Trading Commission (CFTC) is actively seeking whistleblower tips on fraud or manipulation in the carbon markets. [read post]
20 Jun 2023, 5:21 am
Orrick of the U.S. [read post]
15 Jun 2023, 6:39 am
Postal Inspection Service, the Commodity and Futures Trading Commission, and the Treasury Department’s Financial Crimes Enforcement Network all play a role in combatting internet crimes. [read post]
14 Jun 2023, 12:55 pm
The Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC) have both accused him of fraud. [read post]
31 May 2023, 9:47 am
Commodity Futures Trading Commission. [read post]
