Search for: "U.S. Commodity Futures Trading Commission"
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17 Oct 2016, 12:09 pm
Commodity Futures Trading Commission (“CFTC“) Division of Market Oversight extended time-limited no-action relief for swap execution facilities from the “occurs away” requirement from the definition of “block trade” under CFTC Regulation Section 43.2. [read post]
21 Dec 2015, 8:06 am
Commodity Futures Trading Commission approved a new regulation for uncleared swaps not regulated by the Federal Reserve Board, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Farm Credit Administration or the Federal Housing Finance Agency. [read post]
7 Jun 2012, 6:48 am
Commodity Futures Trading Commission announced the filing of a Federal enforcement action against Atlantic Bullion & Coin, Inc. and Ronnie Gene Wilson (the "Defendants"). [read post]
7 Jun 2012, 6:48 am
Commodity Futures Trading Commission announced the filing of a Federal enforcement action against Atlantic Bullion & Coin, Inc. and Ronnie Gene Wilson (the "Defendants"). [read post]
6 Jul 2015, 1:01 pm
Commodity Futures Trading Commission voted unanimously to propose a rule that would apply the Commission’s margin requirements for uncleared swaps in the context of cross-border transactions (Proposed Rule). [read post]
21 Sep 2015, 2:10 pm
Commodity Futures Trading Commission Division announced that it will publish in the Federal Register a proposed amendment to the definition of “material terms” for purposes of swap portfolio reconciliation under Commission Regulation 23.502. [read post]
30 Mar 2022, 12:13 pm
On March 16, the Chairman of the Commodity Futures Trading Commission (CFTC), Rostin Behnam, gave the keynote address at the Futures Industry Association’s (FIA) 2022 International Futures Industry Conference. [read post]
24 Jul 2018, 10:35 am
Commodity Futures Trading Commission’s (“CFTC’s”) anti-fraud and anti-manipulation enforcement authority. [read post]
16 May 2018, 2:11 pm
Commodity Futures Trading Commission (CFTC) issued a report assessing the market impacts due to the United States transitioning from being a net importer to a net exporter of LNG in 2016. [read post]
29 Jul 2019, 1:27 pm
Further, the Commodity Futures Trading Commission announced on the same day a separate settlement with the Merrill Lynch Commodities unit of Bank of America, requiring it to “pay an $11.5 million civil fine, cooperate with any related investigations, and remediate practices,” according to the article. [read post]
7 Jun 2016, 2:11 pm
Commodity Futures Trading Commission (CFTC) is further expanding its oversight of virtual currency exchanges and digital assets in general. [read post]
3 May 2011, 5:50 pm
The Securities and Exchange Commission and the Commodity Futures Trading Commission are struggling to fill crucial jobs, enforce new rules, upgrade market surveillance technology and pay for travel. [read post]
14 Dec 2020, 8:40 am
On November 18, the Commodity Futures Trading Commission (CFTC) unanimously approved a final rule establishing a framework for the Commission to grant an exemption from registration as a derivatives clearing organization (DCO) to a clearing organization organized outside of the United States for the purpose of clearing proprietary swap transactions for U.S. persons. [read post]
5 Jun 2012, 10:47 am
Commodity Futures Trading Commission may vote on interpretive guidance extending the Dodd-Frank Act to some overseas swap trading as soon as June 21, said sources familiar with the matter. [read post]
18 Dec 2014, 12:44 pm
Commodity Futures Trading Commission (CFTC) announced that on December 16, 2014, the U.S. [read post]
14 Oct 2020, 7:00 am
On September 17, the Commodity Futures Trading Commission (CFTC) approved three final rules to revise CFTC regulations for swap data reporting, dissemination and public reporting requirements for market participants. [read post]
CFTC Approves Guidance Relating to Appropriate Treatment of Electric Power and Natural Gas Contracts
11 Apr 2016, 1:32 pm
Commodity Futures Trading Commission (the “CFTC”) approved guidance relating to the appropriate treatment of certain electric power and natural gas contracts. [read post]
3 Sep 2010, 8:00 am
Commodity Futures Trading Commission (CFTC) released final rules respecting off-exchange retail foreign currency transactions. [read post]
19 Jul 2012, 7:27 am
Commodity Futures Trading Commission is adopting final regulations to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act: 17 CFR Part 39 End-User Exception to the Clearing Requirement for Swaps View more rules on the CFTC’s website. [read post]
24 Jun 2010, 1:38 pm
Commodity Futures Trading Commission (CFTC) announced that it was proposing a rule that would require that co-location and proximity hosting services be available to all qualified market participants willing to pay for the services. [read post]
