Search for: "U.S. Commodity Futures Trading Commission"
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31 May 2023, 9:47 am
Commodity Futures Trading Commission. [read post]
23 May 2023, 9:01 pm
Further, we recently adopted rules requiring, for the first time, private fund advisers to make current reports of events that may indicate significant stress or otherwise signal for systemic risk and investor harm.[15] In addition, working with the Commodity Futures Trading Commission, we proposed enhanced periodic reporting for large hedge funds.[16] Registered Funds If Healy were with us today, he’d likely be amazed that registered investment funds have… [read post]
16 May 2023, 12:15 am
Yesterday, the California Department of Financial Protection & Innovation joined with the Commodity Futures Trading Commission and the Hawaii Department of Commerce and Consumer Affairs, Securities Enforcement Branch in filing suit in U.S. [read post]
12 May 2023, 3:58 am
-China trade and investment? [read post]
12 May 2023, 3:58 am
-China trade and investment? [read post]
11 May 2023, 9:01 pm
It also was in Chicago back in 2012 that, as Chair of the Commodity Futures Trading Commission (CFTC), I spoke with you about work to reform the $700 trillion swaps markets.[4] Quite a lively discussion ensued. [read post]
11 May 2023, 12:36 pm
Commodity Futures Trading Commission, for related charges. [read post]
11 May 2023, 5:01 am
Background On Aug. 8, 2022, OFAC added 45 Ethereum addresses associated with Tornado Cash to its Specially Designated Nationals (SDN) list, prohibiting U.S. persons and those subject to U.S. jurisdiction from transacting with them. [read post]
8 May 2023, 8:14 am
Commodity Futures Trading Commission (CFTC) in a legal action that accuses the company and founder/CEO Changpeng Zhao of circumventing U.S. compliance rules to boost profits. [read post]
3 May 2023, 9:03 pm
Lack of coordination with the other Form PF rulemaking.A second rulemaking that we are conducting jointly with the Commodity Futures Trading Commission, if adopted, will also amend Form PF. [read post]
3 May 2023, 9:01 pm
In response, Congress mandated that the SEC and the Commodity Futures Trading Commission (CFTC), working with the member regulators of the Financial Stability Oversight Council (FSOC), establish reporting requirements for private funds “as necessary and appropriate in the public interest and for the protection of investors, or for the assessment of systemic risk. [read post]
2 May 2023, 9:01 pm
Given this history, Dodd-Frank authorities, and not to mention what happened in Archegos, I supported the Commission’s proposed rules to a) require prompt disclosure of large security-based swap positions and b) strengthen investor protection in security-based swaps.[24] Resiliency Let’s turn back to the 1990s for a moment. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
28 Apr 2023, 9:05 pm
Other policymakers have argued that some digital assets are subject to regulation by the Commodity Futures Trading Commission (CFTC), which regulates derivatives markets. [read post]
27 Apr 2023, 6:19 am
”Coinbase cited the following SEC positions on digital assets:In 2018, a senior SEC official stated that a digital asset "all by itself' is not a security that requires registration with the SEC.In 2019, an SEC division published a “Framework" that proposed a 60-factor analysis for determining whether a digital asset may be a security.In April 2021, the SEC cleared the way for Coinbase to become a public company without any indication that Coinbase needed to register with… [read post]
25 Apr 2023, 7:48 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for settled charges against Goldman Sachs & Co. [read post]
19 Apr 2023, 9:01 pm
., artwork, real estate, precious metals and physical commodities). [read post]
17 Apr 2023, 5:16 am
Instead, U.S. workers are protected by a patchwork of state and federal statutes and judicially created exceptions to the general rule of at-will employment. [read post]
6 Apr 2023, 5:42 am
”But sustainable biofuels markets are still in their development phase–one meeting participant representing U.S corn growers asked the Commission to help make public the price discovery process that surrounds “assets” in the carbon credit markets, possibly requiring standardization. [read post]
4 Apr 2023, 9:07 am
In news Nick Weaver will kick himself for missing, Binance is facing a bombshell complaint from the Commodities Futures Trading Commission (CFTC) (the Binance response is here). [read post]
