Search for: "U.S. Commodity Futures Trading Commission"
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20 Jun 2016, 1:03 pm
Commodity Futures Trading Commission (CFTC) extended the relief contained in CFTC Letter No. 15-24 that allowed swap execution facilities and designated contract markets to correct certain errors that would lead to a swap being rejected and considered void. [read post]
14 Jul 2019, 5:17 pm
On Thursday, the Commodity Futures Trading Commission (CFTC) held an open meeting to consider: Supplemental Proposal on Exemption from Derivatives Clearing Organization Registration Proposed Rule on Registration with Alternative Compliance for Non-U.S. [read post]
23 Jan 2017, 2:42 pm
Commodity Futures Trading Commission (the “CFTC“) approved two rules: one relating to access to swaps data and one relating to disciplinary actions. [read post]
31 Dec 1969, 4:00 pm
Today the legal battle between the Commodity Futures Trading Commission (CFTC) and Kraft Foods Group, Inc. [read post]
28 Aug 2012, 8:48 am
Commodity Futures Trading Commission is adopting regulations to to further implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act: 17 CFR Part 3 Registration of Intermediaries View more rules on the CFTC’s website. [read post]
6 Oct 2010, 7:22 am
Commodity Futures Trading Commission is cracking down on fraud. [read post]
10 Nov 2015, 7:52 am
Commodity Futures Trading Commission (“CFTC”) extended no-action relief to Swap Execution Facilities (“SEFs”) from the “occurs away” requirement in the definition of “block trade” under CFTC regulation Section 43.2. [read post]
20 Nov 2017, 2:45 pm
Commodity Futures Trading Commission’s Division (“CFTC“) of Market Oversight extended time-limited no-action relief to swap execution facilities (“SEFs“) from certain requirements under the definition of “block trade” in CFTC regulation 43.2. [read post]
5 Dec 2016, 2:12 pm
Commodity Futures Trading Commission‘s Division of Swap Dealer and Intermediary Oversight provided no-action relief to futures commission merchants (FCMs) and introducing brokers (IBs), allowing them to provide non-institutional customers with a single, consolidated risk disclosure statement containing the same material information required in several risk disclosure statements. [read post]
24 Oct 2019, 6:54 am
The Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Office of the Comptroller of the Currency (OCC), and the Securities and Exchange Commission (SEC) today announced joining the Global Financial Innovation…Read the Full Press ReleaseHave a securities law question? [read post]
5 Oct 2015, 10:00 am
Commodity Futures Trading Commission’s (the “Commission”) Division of Market Oversight issued a no-action letter that provides reporting parties additional time to comply with certain reporting requirements of the ownership and control final rule. [read post]
31 Dec 1969, 4:00 pm
Commodity Futures Trading Commission (“CFTC”) issued an order approving a settlement resolving allegations that Simon Posen of New York violated the CFTC’s prohibition on spoofing by entering bids or offers with “the intent to cancel the bid or offer before execution. [read post]
7 Sep 2022, 8:47 am
Commodity Futures Trading Commission (CFTC) issued a Notice of Covered Action (NCA) for an enforcement action taken against a New Jersey resident and his company. [read post]
19 Oct 2015, 1:29 pm
Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight (the “Division”) announced further extension of the time-limited no action relief for swaps executed as part of a package transaction in the categories currently receiving relief under CFTC Letter No. 14-137. [read post]
31 Jul 2017, 12:32 pm
Commodity Futures Trading Commission (the “CFTC“) “issued a time-limited no-action letter that extends relief to swap dealers [] registered with the CFTC that are established under the laws of jurisdictions other than the United States [] from certain transaction-level requirements under the Commodity Exchange Act. [read post]
30 Jul 2012, 9:01 am
The U.S. [read post]
28 Nov 2016, 2:28 pm
Commodity Futures Trading Commission (“CFTC“) announced that it had approved amendments to its regulations applicable to commodity pool operators and the financial reports they are required to provide on their pools’ operations. [read post]
17 Oct 2016, 12:12 pm
Commodity Futures Trading Commission (“CFTC“) unanimously approved proposed rules relating to the application of certain swap provisions of the Commodity Exchange Act (CEA) and CTFC to cross-border transactions. [read post]
20 Apr 2012, 10:23 pm
In other commodities/futures trading news, last month the U.S. [read post]
13 Aug 2012, 11:10 am
The U.S. [read post]
