Search for: "U.S. Commodity Futures Trading Commission"
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21 Oct 2011, 11:09 am
Securities and Exchange Commission and one for the Commodity Futures Trading Commission. [read post]
3 Aug 2018, 6:53 am
Commodity Futures Trading Commission announced that it has awarded more than $45 million to whistleblowers. [read post]
3 Aug 2018, 6:53 am
Commodity Futures Trading Commission announced that it has awarded more than $45 million to whistleblowers. [read post]
24 Apr 2012, 6:46 am
Better Markets contended that such a stance would ignore the overriding purpose of the new regulatory framework and give controlling weight to cost concerns from the very industry that precipitated the crisis.Recently, nineteen U.S. senators filed an amicus brief in federal court supporting action en by the Commodity Futures Trading Commission to impose trading limits on speculators in U.S. commodity markets to combat… [read post]
17 Apr 2012, 12:30 pm
Claiming that the Commodity Futures Trading Commission failed to consider the costs and benefits of a new rule, the U.S. [read post]
26 Jan 2020, 11:44 am
“The former chair of the Commodity Futures Trading Commission (CFTC) has partnered with Accenture to create the non-profit Digital Dollar Project, which plans to explore the creation of a U.S. [read post]
1 Oct 2018, 12:16 pm
On September 27, 2018, the Securities Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) charged an international securities dealer with illegally offering and selling to U.S. investors security-based swaps funded with bitcoins and related violations of the Commodities Exchange Act. [read post]
10 Aug 2023, 7:00 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office posted Notices of Covered Actions (NCAs) for recordkeeping charges filed against major financial institutions. [read post]
1 Apr 2019, 6:35 am
On March 6, 2019, the U.S. [read post]
9 May 2016, 10:52 am
Commodity Futures Trading Commission approved a final rule to amend the swap portfolio reconciliation requirement. [read post]
26 Jun 2012, 1:24 pm
The U.S. [read post]
18 Apr 2016, 2:25 pm
Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight issued a no-action letter regarding the masking of information reportable under the ownership and control final rule (the “OCR Final Rule”). [read post]
18 Dec 2015, 1:23 pm
The civil settlements were announced Friday by the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
15 Oct 2020, 4:09 pm
Securities and Exchange Commission and the Commodity Futures Trading Commission today announced their agencies will hold a joint open meeting on Thursday, Oct. [read post]
2 Oct 2017, 2:13 pm
Commodity Futures Trading Commission “issued a no-action letter (CFTC Staff Letter 17-45) that extends current relief and provides additional relief to reporting parties from [certain] reporting obligations[ under a 2013 final rule relating to ownership and control in futures and swap markets.] [read post]
12 Dec 2016, 2:22 pm
Commodity Futures Trading Commission (“CFTC“) unanimously approved to re‑propose rules that implement limits on speculative futures and swap positions. [read post]
25 May 2021, 9:27 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for a case in which a Virginia man was ordered to pay more than $5 million for committing futures and options fraud. [read post]
2 Feb 2018, 7:30 pm
Commodity Futures Trading Commission (CFTC) filed fraud charges against three virtual currency companies alleging they defrauded customers and violated trading rules involving cryptocurrency investments. [read post]
17 May 2010, 7:04 am
The Commodity Futures Trading Commission (CFTC) voted unanimously April 27 to designate seven natural gas contracts traded on the Intercontinental Exchange Inc. [read post]
12 Jul 2016, 5:00 am
Kim, Deputy U.S. [read post]
