Search for: "UBS Investment Bank"
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16 Sep 2009, 8:07 pm
It also says that because UBS took two sides of a derivatives contract, the investment bank was able to liquidate the CDOs and did not sustain losses. [read post]
9 Mar 2015, 7:55 am
Now UBS might be the first bank to face a DoJ fine. [read post]
18 Jul 2010, 9:59 am
On July 9, an investment firm that lost $1.2 billion dollars in mortgage backed securities sued Bank of America, Barclays, Credit Suisse, Bear Stearns (now a part of JP Morgan Chase), Citigroup, Goldman Sachs, Morgan Stanley, UBS and Deutsche Bank, in Massachusetts State Court for fraud for selling securities they knew were doomed to fail due to a lack of underwriting and oversight in the mortgage lending industry. [read post]
24 Jul 2012, 6:45 am
UBS is one of more than a dozen banks being investigated for manipulating interest rates for their own benefit. [read post]
10 Apr 2012, 5:55 pm
It is being reported in the Investment News that Igor Olenicoff, a wealthy real estate developer, has filed suit against UBS over his claim that the bank bears blame for his failure to declare $200 million in offshore accounts on U.S. tax returns. [read post]
23 Feb 2017, 6:44 am
Concerned about investment losses in Barclays Bank PLC Trigger Phoenix Autocallable Optimization Securities (PAOS) offered by UBS? [read post]
9 Apr 2009, 3:11 am
"UBS, the largest Swiss bank, avoided U.S. prosecution by admitting that it helped taxpayers hide money in Swiss accounts to avoid paying U.S. taxes. [read post]
23 Sep 2011, 8:45 am
The board of UBS, meanwhile, continues a meeting in Singapore to discuss the future of its investment banking business. [read post]
2 Aug 2008, 9:45 am
First the tax fraud investigation, then the Auction Rate Securities lawsuits, then the Massacheuttes Attorney General's suit, and the New York AG's suit.Now this revelation from the Wall Street Journal - Today, the WSJ's Liz Rappaport reports that David Aufhauser, the former general counsel to the Treasury Department and the current GC for UBS's investment-banking arm is at the center of the complaint that New York AG Andrew Cuomo recently filed against… [read post]
14 Apr 2009, 12:49 pm
-based clients of Swiss bank UBS who paid the bank to help them evade taxes. [read post]
13 Jun 2017, 6:48 am
On June 7, 2017, the Federal Reserve Board authorized an extension of up to five (5) years for Deutsche Bank AG, SVB Financial Group, and UBS Group AG to comply with certain aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act (often referred to as the Volcker rule) relating to “investments in certain ‘illiquid funds[.]'” Press Release. [read post]
26 Jul 2012, 10:00 pm
The Appellate Court dismissed the fraud claim against HSH due to the German bank’s lack of due diligence before entering into a risky $500 million credit-linked transaction provided the fatal link to its fraud suit against UBS AG. [read post]
23 Sep 2014, 9:16 am
According to UBS’ second quarter earnings report, the bank is now looking at over $600 million in claims brought by Puerto Rico investors, who have suffered significant losses related to their investments in closed-end bond funds. [read post]
12 Jun 2019, 12:32 pm
FINRA Reportedly Bars Nicolas Barrios, of UBS Financial in Winter Haven, FL Are you concerned about your investments with Nicolas Barrios & UBS Financial? [read post]
6 Aug 2010, 3:22 am
Patrick Schmitz-Morkramer, head of investment banking Asia ex-Japan at Nomura Holdings, is looking to drive up the number of deals the bank manages, and as part of the move has hired former UBS investment banker Mark Williams to head its equity capital-markets team in the region. [read post]
13 Jun 2008, 4:55 pm
Attorneys at SNSFE continue to investigate the role of investment banking firms,  such as UBS, in the marketing and sale of  auction-rate securities to investors. [read post]
3 Oct 2013, 7:10 am
” According to the Caribbean News, the statement of claim names: “UBS Financial Services Inc.; UBS Bank USA; UBS financial consultants and investment executives José M. [read post]
30 Aug 2009, 10:16 pm
The Federal government is building criminal cases against more than 150 U.S. citizens holding overseas bank accounts with Union Bank of Switzerland (UBS), as reported by Reuters and the Banking Times. [read post]
27 Sep 2011, 9:01 am
He will have to shrink an investment bank to conserve capital as well as bolster the bank's wealth management operations, which generate about 41 percent of the bank's revenue. [read post]
18 Oct 2013, 7:54 am
The following risks were listed in the UBS Puerto Rico Family of Funds brochure: Risks applicable to all funds - Shares of the funds are not bank deposits and are not guaranteed or insured by any bank, government entity or the Federal Deposit Insurance Corporation. [read post]
