Search for: "US Asset Management Inc."
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14 Oct 2009, 11:19 am
Eric Posner warned us about this sort of surprise. [read post]
17 Oct 2007, 2:11 am
Fidelity says that the new funds with managed-payout features will make payouts by using principal. [read post]
1 Sep 2010, 12:42 am
As of the end of March 2010, GSC had $8.4 billion in assets under management, down from a high of $28 billion of assets under management. [read post]
29 Jan 2013, 7:00 am
The institutions represented hold assets under management in excess of $14 trillion. [read post]
10 Sep 2020, 7:15 am
Jeffrey Cohen (CRD: #2528929) is a registered broker and investment advisor currently employed by Moloney Securities Asset Management LLC (CRD#:282448) of Henderson, NV. [read post]
5 Jun 2013, 9:06 am
The EBSA Abandoned Plan News Release and the EBSA’s related response Response to ADP/JP Morgan published June 4, 2013 show an example of how EBSA used its abandoned plan program to give critical relief to JP Morgan Chase Bank NA and ADP Inc. to use to wind up certain abandoned plans without exhausting the 90-day waiting period that ordinarily applies before the termination of a retirement plan based on the best interest of participants pursuant to 29… [read post]
5 Feb 2024, 2:05 pm
(CRD#:32460), also of Mooresville, and Allegiant Asset Management, L.L.C. [read post]
18 Mar 2011, 6:00 am
Here are some compliance-related stories that recently caught my eye: April 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond in Securities Docket In this webcast, Bruce Karpati, the co-head of the SEC’s Asset Management unit since its inception, will discuss his unit’s successes over the past year, and what it is currently prioritizing and pursuing. [read post]
18 Mar 2011, 6:00 am
Here are some compliance-related stories that recently caught my eye: April 5 Webcast: The SEC’s Asset Management Unit and Strategies for Avoiding Trouble in 2011 and Beyond in Securities Docket In this webcast, Bruce Karpati, the co-head of the SEC’s Asset Management unit since its inception, will discuss his unit’s successes over the past year, and what it is currently prioritizing and pursuing. [read post]
5 Sep 2010, 6:42 am
The local and national news has picked up on the Chapter 7 Bankruptcy filing of American Shingle & Siding, Inc. [read post]
17 Jun 2014, 8:40 am
<> Animated satellite data shows record-setting Great Lakes ice - The National Oceanic and Atmospheric Administration [NOAA] recently released a year's worth of Great Lakes surface temperatures showing ice cover and temperature for one day each month of the year <> Two New GLOS Funding Opportunities - The development and enhancement of data management programs across the Great Lakes region; and, the purchase and deployment of observing assets… [read post]
25 Nov 2007, 12:44 pm
The Massachusetts Securities Division says that Bear Stearns Asset Management Inc. [read post]
15 Oct 2019, 10:10 am
The defendants, for example, at year-end 2018, allegedly represented that Mediatrix Capital had $225 million under management, but in reality, the firm allegedly had approximately $35.3 million in assets under management, or less than 16% of the amount claimed, the Complaint states. [read post]
15 Oct 2019, 10:10 am
The defendants, for example, at year-end 2018, allegedly represented that Mediatrix Capital had $225 million under management, but in reality, the firm allegedly had approximately $35.3 million in assets under management, or less than 16% of the amount claimed, the Complaint states. [read post]
29 May 2009, 10:03 am
Arrow Financial Services 30 Asset Acceptance 62 Atlantic Credit & Finance 46 Cach, LLC 3 Cavalry Portfolio Services, LLC 45 Cresent Recovery LLC 1 Delta Capital Resources, LLC 2 Harvest Credit Management, LLC 1 Hilco Receivables LLC 3 Lionheart Funding LLC 107 LVNV Funding 31 MCM Holdings LLC 2 Merchants Adjustment Services, Inc. 13 Midland Funding LLC 168 NCO Portfolio Management 3 Portfolio Recovery Associates 2 RJM Aquisititions 1 Unifund CCR Partners… [read post]
15 Mar 2010, 6:03 pm
As of the end of 2009, the bank had approximately $500 million on deposit, and over $520 million in assets. [read post]
11 Oct 2022, 8:06 am
”[4] Bitstamp insures assets held in the BitGo and Copper wallets it uses (95% of its stored digital assets are in cold storage).[5] This is supplemented by a $300 million crime policy issued through Lloyd’s and other companies which “applies to digital assets held at Bitstamp either offline or online and covers an array of crime-related cases. [read post]
10 Dec 2018, 3:43 pm
LAGP is owned indirectly by funds managed by Fengate Asset Management (“Fengate LAGP US I, LLC”, 83.3%) and PCL Investments USA, LLC (“PCL LAGP Partnership LP”, 16.7%). [read post]
6 Feb 2008, 7:10 am
Fox Business is reporting that VP Gables, LLC (formerly known as VinPlus, LLC), a previous provider of data management solutions, today announced that it has filed a complaint against The Cobalt Group, Inc., a provider of automotive marketing services headquartered in Seattle, Washington. [read post]
27 Feb 2008, 5:26 am
Cryo-Cell International, Inc., Del. [read post]
