Search for: "US Securities and Exchange Commission"
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4 Aug 2009, 9:52 pm
To Mary Schapiro (Chairperson of the Securities and Exchange Commission):The Securities and Exchange Commission must take immediate action to require Overstock.com (NASDAQ: OSTK) to properly restate all financial reports affected by its accounting errors and stop the company from issuing any more financial reports that violate Generally Accepted Accounting Principles (GAAP). [read post]
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding securities lending transactions. [read post]
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding securities lending transactions. [read post]
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding securities lending transactions. [read post]
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding securities lending transactions. [read post]
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding securities lending transactions. [read post]
11 Jun 2010, 2:37 pm
Forty leading securities lawyers urged Congress to allow the Securities and Exchange Commission to keep the hundreds of millions of dollars in fees it collects each year and use them to support its operations. [read post]
12 Oct 2023, 10:00 pm
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details regarding securities lending transactions. [read post]
14 Jun 2022, 8:06 am
The Securities and Exchange Commission has leved insider trading charges against David Roda, a former software engineer at Penn National Gaming’s subsidiary Penn Interactive Ventures, in connection with the parent company’s $2 billion acquisition of Toronto-based Score Media and Gaming, Inc. [read post]
7 Jul 2010, 11:10 am
The Securities and Exchange Commission is now investigatin [read post]
4 Dec 2020, 5:09 am
Australian Securities Exchange Welcomes Nuix Limited appeared first on ComplexDiscovery. [read post]
17 Jul 2023, 8:27 am
Securities and Exchange Commission’s (SEC) lawsuit against Ripple Labs Inc. [read post]
7 Aug 2021, 4:45 am
Securities and Exchange Commission. [read post]
26 Sep 2022, 9:23 am
The Securities and Exchange Commission (SEC) Monday charged three men for their roles “in orchestrating fraudulent manipulative securities trading schemes” which resulted in a $100 million valuation for a New Jersey deli and a $120 million valuation for a separate shell company. [read post]
31 Aug 2011, 10:30 am
The Securities and Exchange Commission is considering whether to place tougher restrictions on derivatives used by mutual funds. [read post]
23 Nov 2009, 11:52 am
Antar Annexed hereto: 08/05/09: Open Letter to the Securities and Exchange Commission: Stop Overstock.com GAAP Violations Now! [read post]
14 Jan 2020, 1:50 pm
In an investor alert issued on January 14, 2020, staff in the Securities and Exchange Commission’s Office of Investor Education and Advocacy warned investors in initial exchange offerings (IEOs) to “use caution before investing . . . through online trading platforms. [read post]
17 Aug 2022, 3:57 am
In a decision with significant implications for securities litigation and enforcement, the United States Court of Appeals for the Second Circuit recently rebuffed an attempt by the US Securities and Exchange Commission (SEC) to broaden the scope of “scheme liability” under Section 10(b) of the Securities Exchange Act of 1934 and Section 17(a) of the Securities Act of 1933. [read post]
27 Dec 2013, 9:00 am
Information for individual considering retirement available at the Securities and Exchange Commission’s websiteSource: United States Securities and Exchange CommissionThe United States Securities and Exchange Commission has posted a number of aids to assist individuals interested in planning for retirement on the Internet. [read post]
8 Sep 2014, 10:09 am
“In addition, her strong securities law background, solid legal and analytical skills, sound judgment, and well-established relationships with other offices and stakeholders will serve us well as we move forward in fulfilling our statutory mandate. [read post]
