Search for: "Unknown Supervisory and Officers"
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18 Aug 2022, 8:11 am
Former president Trump claims he had a standing order to declassify documents as soon as they left the oval office. [read post]
2 Jun 2022, 7:06 am
» So, the adopted connecting factor as to EU companies is the registered office. [read post]
22 Jul 2014, 10:23 am
FINRA found that despite knowing that a member of the firm’s staff had forged a significant but unknown number of Deposit Securities Request forms and caused numerous unregistered penny stocks to be deposited into firm customer accounts absent supervisory review, DuBrule failed to conduct any investigation to determine the scope of the forgeries and unsupervised penny stock trading. [read post]
25 Jan 2023, 2:44 pm
Just as a junior manager with supervisory duties can report to a senior manager with supervisory duties, so too can an officer with a duty of oversight report to a board of directors with a duty of oversight. [read post]
21 Apr 2017, 5:37 pm
Supervisory Special Agent Kelly Decker says outreach, liaising, and awareness are the best defenses against agroterrorism. [read post]
21 Nov 2015, 5:05 am
But if so, they have not explained why the federal court has such authority to enforce state officers' compliance with state law. [read post]
18 Jun 2015, 12:52 pm
Where no such treaty is in place, the relevant controller should report the matter to the competent Supervisory Authority. [read post]
20 Mar 2017, 8:58 am
The editor, the Supreme Court held, had a supervisory obligation to conduct his editorial duties in such a way that the published material would not harm anyone by being defamatory. [read post]
22 Nov 2011, 5:12 pm
An analyst at the center said the center had no one in place to speak with reporters and referred inquiries to the FBI office in Springfield, Illinois. [read post]
14 Oct 2010, 6:58 am
If so, something is wrong in the regulatory world whose officers and agents are charged with protecting the innocent investors of every walk of life from these con men. [read post]
14 Oct 2010, 6:58 am
If so, something is wrong in the regulatory world whose officers and agents are charged with protecting the innocent investors of every walk of life from these con men. [read post]
22 Oct 2014, 5:33 am
Thus, FINRA found that the actual number of penny stock transactions and Feltl’s total penny stock related revenue were unknown. [read post]
7 Mar 2016, 8:18 am
The rate in the UK is 3% of Box Office, although the PRS are now running a consultation with the presumed hope they can raise this. [read post]
12 Jun 2020, 2:35 pm
There is also no supervisory liability in Bivens actions. [read post]
6 Aug 2008, 3:00 pm
Goodyear was identified by a witness in Dallas, but his arrest warrant "was dropped for unknown reasons," the district attorney's office said.That information was never disclosed to defense attorneys. [read post]
10 Dec 2008, 12:11 am
Six Unknown Agents, and made a variety of claims of violations of the Alien Tort Statute, the Religious Freedom Restoration Act, civil rights law, and the Federal Tort Claims Act. [read post]
5 Nov 2020, 2:55 am
Summary On 30 October 2020, the Information Commissioner’s Office (the “ICO”), which is the U.K. [read post]
28 Dec 2011, 2:19 pm
Barbara Wilson had been reportedly locking herself in her office at work and crying all the time. [read post]
11 Sep 2021, 5:01 am
The office I worked for was small, relatively unknown and nondescript; a precursor to what is now the department’s robust National Security Division. [read post]
23 Sep 2010, 12:57 pm
Beyond this, the malware injects dozens of other data blocks into the PLC for unknown reasons. [read post]
