Search for: "Utah Exchange Group"
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19 Oct 2022, 6:49 am
District Court for the District of Utah, charges Swensen and Crew Capital with violating the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
16 Mar 2020, 8:27 am
BANNED BROKERS STILL POSSES LICENSE TO SELL INSURANCEThe Securities and Exchange Commission earlier this week barred three salesmen who worked at firms with the homiest of monikers: Balanced Financial Inc., Live Abundant and Old Security Financial Group. [read post]
16 Aug 2018, 5:48 pm
ETF Fraud Lawsuit Seek Damages from Elkhorn Capital Group Founder Keystone Associates LLC and Mountain Partners LLC, two companies based in Utah, are now suing ex-Elkhorn Capital Group CEO and founder Benjamin Fulton for fraud. [read post]
18 Mar 2024, 9:02 am
Groups such as Save Our Great Salt Lake spoke against the bill, as it would foreclose the possibility of granting or recognizing personhood in the Great Salt Lake. [read post]
17 Feb 2011, 10:58 am
The Utah-based company is under receivership after a Securities and Exchange Commission investigation claimed that it was operating an illegal pyramid scheme. [read post]
12 Mar 2012, 3:29 pm
It could be a state agency or nonprofit group, which gives the states flexibility. [read post]
16 Jan 2024, 11:38 am
SEC Approval of Bitcoin ETFs First Step of ‘Technological Revolution’ in Finance Last week the Securities and Exchange Commission approved 11 applications to establish exchange-traded funds that track the current price of Bitcoin. [read post]
7 Nov 2016, 2:17 pm
This has made third party candidate Evan McMullin, who is a Mormon (and whose running mate Mindy Finn is Jewish), a viable contender in Utah. [read post]
13 Feb 2020, 12:00 am
The most common type of “minimum essential coverage” is a group health insurance plan. [read post]
9 Sep 2011, 10:07 am
” The following companies were sued: 1st Investment Management, LLC, a Wyoming LLC; City Credit Capital, (UK) Ltd., a United Kingdom company; Enfinium Pty Ltd., an Australian company; GBFX, LLC, a New York LLC; Gold & Bennett, LLC, a New York group; InterForex, Inc., a British Virgin Islands company; Lucid Financial, Inc., a Utah corporation; MF Financial, Ltd., a Belize company with offices in New York City; O.C.M. [read post]
28 Jan 2019, 11:17 am
Municipalities are also allowed to exchange water rights or water supply sources for other water rights or water supply sources. [read post]
16 Feb 2007, 7:48 am
An institutional investor group is voicing concern over the U.S. [read post]
27 Oct 2010, 1:47 pm
Such frank exchanges can help each side to hone its arguments, of course, and thus offers the prospect of considerable gains both to the disputants and the group that harbors them both. [read post]
4 Jan 2023, 8:44 am
Senator Mitt Romney of Utah turned over $5,800 to the US Treasury. [read post]
18 Jun 2023, 10:04 am
From Southern Utah Drag Stars v. [read post]
3 Nov 2010, 12:33 pm
Boston Consulting Group, Rising to the Productivity Challenge 6 & Ex. 4 (2004). [read post]
1 May 2017, 10:07 am
According to its Form D SEC filing, Cottonwood Capital Group applied for Cottonwood Blue Swan S LLC Tenants in Common in Salt Lake City, Utah. [read post]
17 Aug 2017, 7:36 am
Badlands Energy is an exploration and production company that operates in Utah and California. [read post]
7 Dec 2017, 9:30 pm
Environmental groups and tribal groups also filed lawsuits contesting the action. [read post]
4 May 2022, 9:01 pm
The 17 amici are Arizona, Alabama, Alaska, Arkansas, Florida, Indiana, Kansas, Kentucky, Louisiana, Mississippi, Missouri, Montana, Nebraska, Oklahoma, South Carolina, Texas, and Utah.[3] According to the 17 states, the rule exceeds the SEC’s authority under the Securities Exchange Act because corporate board composition is “a traditional state concern,” noting that several states have already enacted or adopted policies related to board diversity. [read post]
