Search for: "VANGUARD FUNDING LLC"
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27 Jan 2020, 5:26 pm
The department also continued to investigate efforts by drug manufacturers to facilitate increases in drug prices by funding the co-payments of Medicare patients. [read post]
21 Apr 2015, 12:21 pm
That is what the SEC National Market System rules accomplish, but he argued that if the result of this enforcement action stands, large mutual fund companies like Fidelity and Vanguard will be unable to bid up in order to obtain large blocks of shares, and instead will have to buy in lots of 100 or 200 shares. [read post]
19 Mar 2021, 6:08 am
Securities and Exchange Commission, on Thursday, March 18, 2021 Tags: Asset management, Institutional Investors, Mutual funds, Proxy advisors, Proxy voting, SEC, Securities regulation, Shareholder voting, Transparency [read post]
24 May 2019, 6:01 am
Posted by Ira Kay and Blaine Martin, Pay Governance LLC, on Saturday, May 18, 2019 Tags: Executive Compensation, Firm performance, Incentives, Management, Pay for performance, Repurchases, Shareholder value, Short-termism A “Draft Review” as a Safeguard on Proxy Advisors Posted by Ted Allen and Gary A. [read post]
11 Oct 2019, 6:03 am
Posted by John Armour and Horst Eidenmueller (University of Oxford), on Tuesday, October 8, 2019 Tags: Algorithmic trading, Board oversight, Boards of Directors, Charter & bylaws, Financial technology A Stakeholder Approach and Executive Compensation Posted by Seymour Burchman and Mark Emanuel, Semler Brossy Consulting Group, LLC, on Tuesday, October 8, 2019 Tags: Boards of Directors, Executive… [read post]
15 Jan 2016, 1:17 pm
The SteelPath Mutual Fund Family (n/k/a OppenheimerFunds) introduced the first MLP mutual fund in May of 2010. [read post]
2 Feb 2023, 10:55 am
It could be an option strategy, could be a hedge fund, and he pitches it as a low risk investment. [read post]
1 Aug 2023, 11:55 pm
In return, the governments pay interest on the borrowed funds. [read post]
7 Jan 2022, 2:20 pm
Now they are the vanguard of the SEC and CFTC’s enforcement activities. [read post]
7 Jan 2022, 2:20 pm
Now they are the vanguard of the SEC and CFTC’s enforcement activities. [read post]
26 May 2017, 6:33 am
Maloney, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, May 21, 2017 Tags: Boards of Directors, Charter & bylaws, Delaware law, DGCL, DGCL Section 204, DGCL Section 205, Mergers & acquisitions, Shareholder suits, Shareholder voting It Pays to Write Well Posted by Byoung-Hyoun Hwang, Cornell SC Johnson College of Business and Hugh Kim, University of South Carolina, on Monday, May 22, 2017 Tags: Disclosure, Financial reporting, Firm valuation, Incentives, Proxy materials, SEC,… [read post]
24 Jun 2019, 7:44 pm
John Fund Inc. v. [read post]
15 Jan 2008, 3:06 am
filed 04/18/07 1:07-cv-02178 Vanguard Products Group, Inc. et al v. [read post]
10 Feb 2018, 12:00 am
This is even further exacerbated by the sell‑off of an exchange trade fund that was betting on the stability of the market. [read post]
31 Jan 2011, 3:19 am
(Patently-O) CAFC decides inter partes patent reexamination in favor of patentee: Vanguard Identification Systems Inc., v Bank of America Corporation (Docket Report) CAFC: ‘The specification is the heart of the patent’: Arlington Indus., Inc. v. [read post]
26 Mar 2019, 3:00 am
” The topic is not surprising given the increased interest in ESG information by both large investors — primarily the large index funds such as BlackRock, Vanguard and State Street — as well as the push for greater disclosures by investors with a specific advocacy bent. [read post]
28 Jan 2023, 7:32 am
Firms and funds with acute interest in ESG are adamant that issues such as climate change and human capital management are financially material, albeit non-traditional, issues. [read post]
30 Nov 2018, 2:00 am
Background The DOL on November 7 issued an advisory opinion on behalf of Retirement Clearinghouse LLC (RHC) regarding its auto-portability program. [read post]
1 Jul 2018, 4:08 pm
Reach, publisher of the Daily Mirror, has added £7.5m to its pot of funds for settling phone hacking cases bringing the total amount set aside to £70.5m, the Press Gazette reports. [read post]
20 Jan 2019, 11:43 pm
" But Justice Gorsuch's dismissal of vanguard meaning says nothing more than that this man, now a Justice of the Supreme Court, is suspicious of vanguards. [read post]
