Search for: "Vanguard Fiduciary Trust Company" Results 21 - 32 of 32
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This may include, among other things, recent determination letters, agreements with service providers, committee meeting minutes, trust statements, contribution records, fiduciary insurance policies, and a list of plan fiduciaries. [read post]
6 Apr 2017, 6:05 am
Such critics also point out that executives have an inherent fiduciary responsibility to act in the best interests of the company and its shareholders. [read post]
27 Feb 2017, 5:00 am by Bryston Gallegos
” Prohibited transactions between a plan and a common trust fund managed by a trust company which is supervised by a State or Federal agency are exempt under 29 U.S.C. [read post]
19 Jun 2016, 8:49 am by Linda A. Kerns
 Sometimes, parties or their lawyers confuse the name of the fiduciary trust company – such as “Vanguard” – with the plan name. [read post]
30 Oct 2015, 3:30 pm by D. Daxton White
The companies that have done that are primarily upstart shale companies who bought drilling rights either in North Dakota or Colorado or Arkansas. [read post]
7 Feb 2013, 8:36 am by Linda A. Kerns, Esquire
 Sometimes, parties or their lawyers confuse the name of the fiduciary trust company – such as “Vanguard” – with the plan name. [read post]
23 Jul 2012, 12:14 am by Kevin LaCroix
The Libor scandal first began to unfold more than four years ago, but the with  dramatic announcements in late June of the imposition of fines and penalties of over $450 million against Barclays PLC, the scandal has shifted into a higher gear and is now the leading story in financial papers around the world. [read post]
29 Jun 2011, 3:22 pm by Francis Pileggi
The defendant, the Vanguard Group Inc., is an investment management company organized under the laws of and headquartered in Pennsylvania. [read post]
25 Feb 2011, 7:18 pm by Kenneth Anderson
By this I mean the accountability that would be relevant to any organization in its fiduciary governance, particularly fiduciary institutions of a nonprofit nature that also owe obligations of public trust. [read post]
25 Feb 2011, 6:42 pm by Kenneth Anderson
By this I mean the accountability that would be relevant to any organization in its fiduciary governance, particularly fiduciary institutions of a nonprofit nature that also owe obligations of public trust. [read post]
3 Nov 2009, 5:14 pm
Typically what happens is this: A so-called "Investment Advisor" (IA, or "advisor") organizes a fund either as a trust or as a stripped-down corporation under a particular state's corporate code or business trust statute. [read post]